Randall Baugh Email & Phone Number

Chief Risk and Compliance Officer @ The Bancorp

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Randall Baugh Location

Alexandria, VA, US

Randall Baugh Work

Chief Risk and Compliance Officer @ (September 2026 - Present)
Managing Director, Chief Compliance Officer @ (February 2022 - Present)
Executive Director, Head of E*TRADE Bank Compliance and Head of US Banks Deposit Product Compliance @ (January 2021 - March 2022)
Director - Business and Product Compliance @ (July 2017 - December 2020)
Regulatory Consultant @ (February 2011 - July 2017)
Vice President--Compliance @ (May 2009 - February 2011)
Vice President--Compliance Officer @ Urban Trust Bank (May 2009 - December 2010)
Corporate Compliance @ (March 2007 - May 2009)

Randall Baugh Education

University of Virginia
BA (Foreign Affairs)
University of Iowa College of Law
JD
University of Virginia

Randall Baugh Skills

AML
Analysis
Banking
Business Analysis
Business Process Improvement
Business Strategy
Change Management
Compliance
Consulting
Credit
Due Diligence
Enterprise Risk Management
Executive Management
Finance
Financial Analysis
Financial Risk
Financial Services
Leadership
Management
Mergers
Process Improvement
Program Management
Project Management
Public Speaking
Risk Management
Strategic Planning
Strategy
Policies and Procedures
Proposal Writing
Oak
Subject Matter Experts
Honor
Uniform Combined State Law
Networking
Sarbanes Oxley Act
Jurisdiction
Contemporary Art
Estate Law
Budgets
Conflict Resolution
Design
Portfolio Management
Execution
Student Council
Business Acumen
Mortgage Lending
SEC
Deal Closure
Allocating
Kansas City
FCPA
Series 7
FINRA
Reporting
Lines of Credit
Business Development
Forecasting
Executive Positions
Space
Class Actions
Business Litigation
Applications
Advertising
Engagement
Credit Cards
Coordinate
Obtain
Nasd
Third Party Relationships
Policy
Certified Information Privacy Professional
Municipal Law
Equities
Negotiation
Capital
International
CIPP
Auditing
Onboarding
Public Companies
Facilitation
Sage Act
Virginia
Personal Injury
Temporary Placement
Retail
Accounting
Reviews
Vendors
Reports
Statutes
Interviews
Trading
Trusts
Insurance Planning
Enterprise Software
Validation
Complaints
Interrogatories
Loans
Commercial Real Estate
Point of Contact
Municipalities
Settlement
Written
Summaries
Vendor Management
Group Leadership
Financials
Kpmg
Business Process
Emerge
Presentations
Internal Controls
Foreign Affairs
Brokers
Pleadings
Market Information
Covering
Compliance Monitoring
Internal Compliance
Bridge Inspection
Iowa
Mergers
Compliance Officers
Trust
Compliance Testing
Health Insurance
Reclamation
System Monitoring
Enterprise Risk
Recovery Strategies
Internal Investigations
Commercial Litigation
Contractual Agreements
Nyse
Evaluation
Board of Directors
Materials
Privacy Law
Bankruptcy
Organizational Structure
Project
Project Planning
Data Analysis
Site Visits
Appropriations
Bar
Land Use Law
Financial Transactions
Asset
Risk Assessment
FIX Protocol
Fundraising
New Clients
Regulations
Cape
Investigation
Retirement Planning
Communication
Social Influence
Probation
Seminars
Flows
Florida
Investments
3rd Line
Consumer Law
Labor Issues
Construction
Compliance Management
Conciseness
Internal Audit
Business Planning
Big Brother
Consumer
Guidance
1940 Act
Risk
Market
Witness
Business Lines
Rulemaking
Instrumental
Drafting
P&l
Writing
Responsibility
Baltimore
Baseball
Government Law
Logic Programming
Strategies
Marketing Strategy
Families
Genesys
Infrastructure
Comparative Law
Research
Transactional
Ethics
Motions
Product Development
Talking Points
Bank Secrecy Act
Compliance Assurance
Interfaces
CRM
Advocacy
Prepaid
Marketing
Governance
Culture
American Express
Producing
Anti Money Laundering
Small Business Consulting
Supervisory
FCRA
Test Planning
RESPA
Budgeting
Testing
Engagements
Entrepreneurship
Documentation
Rules
Series 24
Oversight
Legal Writing
Auto
Students
Securities
Suitability
Monitors
Problem Solving
Trade Unions
Training
Legal
Product Liability
FSA
Information Security
Yahoo
Litigation
Citations
South Africa
Discovery Process

Randall Baugh Summary

Randall Baugh, based in Alexandria, VA, US, is currently a Chief Risk and Compliance Officer at The Bancorp. Randall Baugh brings experience from previous roles at The Bancorp, Morgan Stanley, E*TRADE and KPMG US. Randall Baugh holds a BA in Foreign Affairs @ University of Virginia. With a robust skill set that includes AML, Analysis, Banking, Business Analysis, Business Process Improvement and more. Randall Baugh has 2 emails and 1 mobile phone numbers on RocketReach.