Raj Arora Email & Phone Number
Director of Compliance @ Children's Education Funds Inc. (CEFI)
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Raj Arora Location
- Oakville, ON, CA
Raj Arora Work
- 2024 -now Director of Compliance @
- 2023 -2024 Director, Governance and Regulatory Risk @ Self-employed
- 2021 -2023 Risk and Compliance Director @
- 2017 -2020 Director @ CIBC Capital Markets
- 2016 -2017 Senior Traded Risk Manager and FRTB Leader @
- 2008 -2016 Chief Risk Analyst, Risk Oversight - Financial Markets @ National Bank of Canada
- 2007 -2008 Investment Analyst @ I3 Advisors Inc.
- 2006 -2007 Senior Analyst @
- 2001 -2006 Various Analyst Roles @
Raj Arora Education
- University of Toronto
Bachelor of Business Administration (BBA) (Specialist in Management; Major in Economics)
1997-2001 - Canadian Securities Institute
Wealth Management Essentials (WME) (Financial Planning and Services)
- Canadian Securities Institute
LLQP Insurance Course (Insurance)
- Canadian Securities Institute
Various courses including Options Licensing Course (Investments and Securities)
- Canadian Securities Institute
Futures Licensing Course (Investments and Securities)
- Canadian Securities Institute
Derivatives Fundamentals Course (Investments and Securities)
Raj Arora Skills
- Policy Writing
- Etns
- CPA
- Accounting
- Fixed Income
- Equity Capital Markets
- Exchange Traded
- Data Analysis
- Exceptionally Well
- CMA
- Bloomberg
- Communication
- Credit Risk
- Prime Brokerage
- Meet Deadlines
- Financial Services
- Equities
- Microsoft Office
- Highly Detailed
- Microsoft Word
- Microsoft Excel
- VBA
- Exchange Traded Derivatives
- Market Risk
- Securities Lending
- ETFs
- Equity Derivatives
- Services
- Exceptionally well organized
Raj Arora Summary
- Raj Arora, based in Oakville, ON, CA, is currently a Director of Compliance at Children's Education Funds Inc. (CEFI). Raj Arora brings experience from previous roles at Self-employed, SPROTT ASSET MANAGEMENT LP, CIBC Capital Markets and HSBC Canada. Raj Arora holds a 1997 - 2001 Bachelor of Business Administration (BBA) in Specialist in Management; Major in Economics @ University of Toronto. With a robust skill set that includes Policy Writing, Etns, CPA, Accounting, Fixed Income and more. Raj Arora has 2 emails and 1 mobile phone numbers on RocketReach.
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