Rainier AG (Swiss Asset Management) Information

Rainier AG was founded in 1971 and is headquartered in Zug, Switzerland. It is a privately owned, independent Swiss asset management firm offering wealth management, fiduciary and securities trading services to clients worldwide. In working with our international clients we strive to find a perfect balance between the centuries-old Swiss tradition of privacy and reliability in financial services with modern compliance requirements and technological advances. Rainier AG account-holders enjoy all the modern amenities offered by our major international custodian banks, along with the unparalleled personal attention of their private wealth managers. • Manage assets on behalf of customers • Trade-in securities (stocks and shares and value rights) as well as their derivatives, banknotes and coins, money market instruments, precious metals, commodities • Open FX, CFD and commodity trading accounts for customers • Hold securities on deposit or manage securities' portfolios Rainier AG is a Member firm of ARIF - Association Romande des Intermédiaires Financiers (www.arif.ch), an SRO officially recognized by the Swiss Financial Market Supervisory Authority (FINMA), with dual supervision pursuant to (1) independent asset management and; (2) the Anti-Money Laundering Act (AMLA). Founded in Geneva on March 15th 1999, ARIF is a private non-profit association of public utility, whose purpose is to assist in the prevention of and the fight against money laundering in relation with the Swiss Federal Act on Combating Money Laundering and Terrorist Financing in the Financial Sector (MLA). ARIF is an SRO recognized by the Swiss Federal State according to Article 24 of the MLA. In 2009, the Swiss Financial Market Supervisory Authority (FINMA) recognized the self-regulatory provisions of ARIF (Code of Deontology) for independent asset managers, such as Rainier AG.