R. Otten Email & Phone Number
Chief Compliance Officer, Legal and Compliance Manager @ SPX Capital
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R. Otten Location
- New York, NY, US
R. Otten Work
- 2020 - now Chief Compliance Officer, Legal and Compliance Manager @
R. Otten Education
- Fordham University School of Law
J. D.
2002 - 2005 - Middlebury College
B.A. (German)
1998 - 2002 - Rowland Hall-St. Mark's School
R. Otten Skills
- Separately Managed Accounts
- Investment Advisers Act
- Unified Managed Accounts
- Investment Advisor Compliance
- Investment Advisory Services
- Corporate Governance
- Asset Management
- Alternative Investments
- Capital Markets
- Law
- Equities
- Due Diligence
- Risk Management
- Investments
- Securities
- Cybersecurity
- Policies & Procedures
- Marketing Materials
- Legal Compliance
- Investment Advisory
- U.S. Securities and Exchange Commission (SEC)
- Investment Management
- Compliance Regulations
- Compliance Procedures
- Regulatory Examinations
- Broker Dealer
- Compliance Monitoring
- Policies and Procedures
- u.s. Securities and Exchange Commission
R. Otten Summary
- R. Otten, based in New York, NY, US, is currently a Chief Compliance Officer, Legal and Compliance Manager at SPX Capital. R. Otten holds a 2002 - 2005 J. D. @ Fordham University School of Law. With a robust skill set that includes Separately Managed Accounts, Investment Advisers Act, Unified Managed Accounts, Investment Advisor Compliance, Investment Advisory Services and more. R. Otten has 3 emails on RocketReach.
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