Priya Ravishankar Email & Phone Number
Director, Compliance @ Augment
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Priya Ravishankar Location
- Denver, CO, US
Priya Ravishankar Work
- Director, Compliance @ (August 2026 - Present)
- Senior Compliance Manager Consultant @ (March 2026 - July 2026)
- Chief Compliance Officer @ Compliance Exchange Group, LLC (October 2024 - October 2025)
- Chief Compliance Officer, Carta Capital Markets, LLC @ (October 2022 - July 2024)
- Deputy CCO, Carta Capital Markets, LLC @ (July 2022 - October 2022)
- Senior Compliance Officer @ (November 2019 - June 2022)
- Senior Compliance Officer; Director of Investment Operations @ (July 2015 - July 2019)
- Analyst, Trader @ (July 2008 - July 2015)
- OSJ Principal @ (July 2015 - July 2019)
- Compliance Associate @ (July 2010 - July 2015)
- Portfolio Management Assistant @ (July 2007 - July 2008)
- Research Assistant @ (July 2005 - July 2007)
- Financial Analyst @ Ambridge Partners LLC (July 2002 - July 2005)
Priya Ravishankar Education
- New York University
BA (European Studies)
1998-2002
Priya Ravishankar Skills
- Series 24
- Series 55
- Series 7
- Series 63
- Compliance
- Regulatory Compliance
- Legal Compliance
- KYC
- Anti Money Laundering
- Suitability Analysis
- USA PATRIOT Act
- Internal Audit
- 10b5-1 Plans
- SEC Regulations
- SEC Filings
- Section 16
- Bloomberg
- Securities
- Alternative Investments
- Valuation
- Hedge Funds
- Strategic Financial Planning
- Trading
- Equities
- Bonds
- Equity Trading
- Capital Markets
- FINRA
- NYSE
- NASDAQ
- DTC
- OATS
- Equity Research
- Microsoft Office
- Notary Public
- 10b5 1 Plans
- Securities Regulation
- Strategic Financial
- Regulatory Filings
- 1940 Act
- Communication
- CDD
- U.S. Securities And Exchange Commission Sec
- Buy Side
- U.S. Office Of Foreign Assets Control Ofac
- Internal Compliance
- Financial Services
- Regulatory Requirements
- Compliance Regulations
- Onboarding
- Bank Secrecy Act
- Broker Dealer
- CAMS
- Problem Solving
- Rule 144
- Creative Problem Solving
- u.s. Office of Foreign Assets Control
- u.s. Securities and Exchange Commission
Priya Ravishankar Summary
- Priya Ravishankar, based in Denver, CO, US, is currently a Director, Compliance at Augment. Priya Ravishankar brings experience from previous roles at Augment, Compliance Exchange Group, LLC and Carta. Priya Ravishankar holds a 1998 - 2002 BA in European Studies @ New York University. With a robust skill set that includes Series 24, Series 55, Series 7, Series 63, Compliance and more. Priya Ravishankar has 4 emails and 3 mobile phone numbers on RocketReach.
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