Deputy chief compliance officer @ (April 2023 - July 2025)
Deputy Chief Compliance Officer @ (April 2023 - July 2025)
Deputy Chief Compliance Officer @ (April 2023 - July 2025)
Director @ BNY Mellon Asset Management North America Corporation (January 2018 - May 2023)
Sr. Compliance Officer @ Standish Mellon Asset Management Company LLC (February 2008 - May 2023)
Director @ Mellon Investments Corporation (February 2018 - March 2023)
Equity Trader @ Brownco Securities Corporation/JP Morgan INVEST (February 1999 - May 2006)
Peter Trojano Education
Suffolk Law School
Doctor of Law (J.D.) (Financial Concentration)
2003-2006
St. Lawrence University
Bachelor of Arts (B.A.) (American History (United States))
1994-1997
St. Lawrence University 1997
Peter Trojano Skills
Broker-Dealer
Derivatives
Dodd-Frank
ERISA
Emerging Markets
Financial Markets
Fixed Income
Investment Advisers Act
Investment Advisor Compliance
Investment Management
Life Insurance
Mutual Funds
Regulatory Affairs
Series 63
Series 7
Trading
Trading Systems
Broker Dealer
Financial Modeling
Equities
Management
Strategic Planning
Dodd Frank
Peter Trojano Summary
Peter Trojano, based in Burke, VT, US, is currently a Deputy Chief Compliance Officer at NLG Capital, Inc.. Peter Trojano brings experience from previous roles at NLG Capital, Inc. and BNY Mellon Asset Management North America Corporation. Peter Trojano holds a 2003 - 2006 Doctor of Law (J.D.) in Financial Concentration @ Suffolk Law School. With a robust skill set that includes Broker-Dealer, Derivatives, Dodd-Frank, ERISA, Emerging Markets and more. Peter Trojano has 2 mobile phone numbers on RocketReach.
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