Peter Phung Email
Head of Compliance, APAC @ Tradeweb
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Peter Phung Location
- Sydney, NSW, AU
Peter Phung Work
- 2024 -now Head of Compliance, APAC @
- 2020 -2024 Regulatory Compliance Manager @ Yieldbroker
- 2013 -2020 Executive Manager, WIB Compliance (Jan 15-Oct 20) and Associate Director (Oct 13-Dec 14 ) @
- 2010 -2013 Senior Associate, Compliance @
- 2008 -2010 Business Risk and Compliance Manager @
- 2006 -2008 Technical Compliance Manager @ MLC - Wealth Management Division of National Australia Bank Ltd
- 2005 -2006 Compliance Manager @
Peter Phung Education
- GRC Institute
10131 NAT Certificate IV in Compliance & Risk Management
2019 - Kaplan Professional
Diploma of Financial Services (Financial Planning)
2011 - Western Sydney University
Graduate Diploma in Legal Practice
- Western Sydney University
Bachelor of Laws/Commerce (Economics & Finance)
Peter Phung Skills
- Financial Risk
Peter Phung Summary
- Peter Phung, based in Sydney, NSW, AU, is currently a Head of Compliance, APAC at Tradeweb. Peter Phung brings experience from previous roles at Yieldbroker, Westpac Institutional Bank, BT and Suncorp Group. Peter Phung holds a 10131 NAT Certificate IV in Compliance & Risk Management @ GRC Institute. With a robust skill set that includes Financial Risk and more. Peter Phung has 2 emails on RocketReach.
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