Peter Guarino Email & Phone Number
President and Chief Compliance Officer @ Compliance4
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Peter Guarino Location
- Portland, ME, US
Peter Guarino Work
- 2008 -now President and Chief Compliance Officer @
- 2017 -now Board Of Directors @ New England Broker-Dealer and Investment Adviser Association (NEBDIAA)
- 2004 -2008 Managing Director and Chief Compliance Officer @ Foreside Compliance Services LLC
- 2000 -2004 General Counsel and Global Compliance Director @ MiFund Inc
- 1997 -2000 Vice President - Western Region @ Merrill Corporation
- 1991 -1997 Assistant General Counsel @ GT Global Mutual Funds
- 1989 -1991 Senior Counsel @ The Dreyfus Corporation
- 1985 -1990 Senior Legal Assistant @ Colonial Management Associates
Peter Guarino Education
- Suffolk University
Doctor of Jurisprudence (Law)
1985-1989 - Rutgers University
Bachelor of Arts (International Affairs)
1977-1980 - West Orange Mountain Hs Etc 1973-1976
Peter Guarino Skills
- Alternative Investments
- Hedge Funds
- Mutual Funds
- Series 7
- Asset Managment
- Securities
- Equities
- FINRA
- AML
- Series 24
- Asset Management
- Private Equity
- Investment Advisory
- ETFs
- Investment Management
- Investments
- Compliance
- Fixed Income
- Capital Markets
- Series 63
- Due Diligence
- Funding
- Corporate Governance
- Private Placements
- Securities Regulation
- Financial Markets
- Options
- Investor Relations
- Financial Services
- Derivatives
- Trading
- Anti Money Laundering
Peter Guarino Summary
- Peter Guarino, based in Portland, ME, US, is currently a President and Chief Compliance Officer at Compliance4. Peter Guarino brings experience from previous roles at New England Broker-Dealer and Investment Adviser Association (NEBDIAA), Foreside Compliance Services LLC, MiFund Inc and Merrill Corporation. Peter Guarino holds a 1985 - 1989 Doctor of Jurisprudence in Law @ Suffolk University. With a robust skill set that includes Alternative Investments, Hedge Funds, Mutual Funds, Series 7, Asset Managment and more. Peter Guarino has 2 emails and 2 mobile phone numbers on RocketReach.
Looking for a different Peter Guarino?
Find contact details for 700 million professionals.
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co