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Peter Goldstein Location
Rye, NY, US
Peter Goldstein Work
2021 -now General Counsel @
2021 -now Chief Legal Officer @
2020 -2021 General Counsel @ Gabelli Funds, LLC
2011 -2020 Chief Compliance Officer and General Counsel @ Buckingham Capital Management, Inc.
2011 -2020 Chief Compliance Officer and Chief Legal Officer @
2004 -2011 Director of Regulatory Affairs and Chief Compliance Officer @ GAMCO Investors, Inc.
2000 -2004 Vice President @
1997 -2000 Deputy General Counsel @
1992 -1997 Branch Chief @
1988 -1992 Partner @
Peter Goldstein Education
Boston College Law School
J.D., magna cum laude
Harvard University
M.S.
Brandeis University
B.A., cum laude (cum laude)
Peter Goldstein Skills
Hedge Funds
Securities Regulation
Regulatory Affairs
Securities
Mutual Funds
Due Diligence
Asset Management
AML
FINRA
Litigation
Financial Regulation
Corporate Governance
Compliance Officer
Attorney
Asset Managment
Alternative Investments
Series 7 and 24
Legal Writing
Marketing
Legal Research
Research
Approved Finra Arbitrator
Peter Goldstein Summary
Peter Goldstein, based in Rye, NY, US, is currently a General Counsel at GAMCO Investors, Inc.. Peter Goldstein brings experience from previous roles at Associated Capital Group, Inc., Gabelli Funds, LLC, Buckingham Capital Management, Inc. and The Buckingham Research Group. Peter Goldstein holds a J.D., magna cum laude @ Boston College Law School. With a robust skill set that includes Hedge Funds, Securities Regulation, Regulatory Affairs, Securities, Mutual Funds and more. Peter Goldstein has 2 emails and 1 mobile phone numbers on RocketReach.
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