Peter Geraghty Email & Phone Number
Retired General Counsel and Chief Compliance Officer @ Not Applicable
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Peter Geraghty Location
- Washington, DC, US
Peter Geraghty Work
- 2026 - now Retired General Counsel and Chief Compliance Officer @
- 2020 - 2026 Vice President, Senior Legal Director @
- 2018 - 2020 General Counsel @
- 2018 - 2020 General Counsel @
- 2018 - 2018 Interim Head, Capital Markets Compliance @
- 2017 - 2018 Director, Information Wall and Trade Surveillance Program @
- 2011 - 2017 Deputy General Counsel, Chief Compliance Officer, and Head of Regulatory Affairs @ FBR Capital Markets
- 2005 - 2011 Deputy General Counsel, Sales and Trading @ FBR Capital Markets
- now Associate General Counsel @
- now Associate General Counsel @ NASDAQ Europe / NASDAQ Deutschland
- now Assistant General Counsel @ NASD
- 1996 - 1998 Assistant Director @ U.S. Securities and Exchange Commission, Division of Market Regulation
- 1992 - 1996 Attorney and Special Counsel @ U.S. Securities and Exchange Commission, Division of Market Regulation
- 1992 - 1992 Associate @ Golden Wexler and Sarnese
- 1991 - 1992 Associate @
Peter Geraghty Education
- Widener University Schools of Law
JD (Law)
1987 - 1990 - Villanova University
BSBA (Finance)
1983 - 1987
Peter Geraghty Skills
- Corporate Governance
- Regulatory Affairs
- Risk Management
- Capital Markets
- Marketing Strategy
- Program Management
- Equities
- Regulatory
- Trading
- Legal Research
- Financial Services
- Private Placements
- C++
- Private Equity
- Securities Regulation
- Sales
- Leadership
- Compliance
- Mergers and Acquisitions
- FINRA
- Investments
- Litigation
- Securities
- Hedge Funds
- Due Diligence
Peter Geraghty Summary
- Peter Geraghty, based in Washington, DC, US, is currently a Retired General Counsel and Chief Compliance Officer at Not Applicable. Peter Geraghty brings experience from previous roles at Goldman Sachs, Folio Investing, First Affirmative Financial Network and Freddie Mac. Peter Geraghty holds a 1987 - 1990 JD in Law @ Widener University Schools of Law. With a robust skill set that includes Corporate Governance, Regulatory Affairs, Risk Management, Capital Markets, Marketing Strategy and more. Peter Geraghty has 1 emails and 2 mobile phone numbers on RocketReach.
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