Peter Caputo Email & Phone Number
Director of Compliance - ATS and Trade Surveillance @ Futu Clearing Inc.
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Peter Caputo Location
- United States
Peter Caputo Work
- 2024 - now Director of Compliance - ATS and Trade Surveillance @
- 2022 - 2024 Chief Administrative Officer (CAO) and Head of Trading and Investment Operations @ Templum Markets LLC
- 2018 - 2022 Chief Compliance Officer @ Templum Markets, LLC.
Peter Caputo Education
- Iona College
Bachelor's Degree (Communications)
1988 - 1992
Peter Caputo Skills
- Capital Markets
- Hedge Funds
- Trading Systems
- Electronic Trading
- Bloomberg
- Fixed Income
- Equities
- Derivatives
- Trading
- Alternative Investments
- Financial Markets
- Equity Research
- Equity Trading
- Series 63
- Securities
- Series 7
- Investments
- Series 55
- Risk Management
- Operating Systems
- Distressed Equities
- Proprietary Trading
- Financial Services
- Investment Strategies
- Market Making
- Management
- Due Diligence
- FINRA
- Portfolio Management
- Securities Regulation
Peter Caputo Summary
- Peter Caputo, based in United States, is currently a Director of Compliance - ATS and Trade Surveillance at Futu Clearing Inc.. Peter Caputo brings experience from previous roles at Templum Markets LLC and Templum Markets, LLC.. Peter Caputo holds a 1988 - 1992 Bachelor's Degree in Communications @ Iona College. With a robust skill set that includes Capital Markets, Hedge Funds, Trading Systems, Electronic Trading, Bloomberg and more. Peter Caputo has 2 emails on RocketReach.
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