Pete S Email & Phone Number
Director of Compliance @ E.A. Buck Financial Services
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Pete S Location
- Honolulu, HI, US
Pete S Work
- Director of Compliance @ (September 2025 - Present)
- Vice President Compliance @ Bankoh Investment Services Group (June 2022 - August 2025)
- Complex Risk Officer @ (June 2020 - June 2022)
- Compliance Manager @ (July 2016 - June 2020)
- Risk Analyst @ (November 2013 - July 2016)
- Supervisory Officer @ (April 2012 - October 2013)
- Financial Advisor @ (September 2006 - April 2012)
Pete S Education
- Franciscan University of Steubenville 2002-2004
Pete S Skills
- Actimize
- Anti-Money Laundering
- Asset Planning
- Autonomy
- BFSI
- Bonds
- Broker-Dealer Compliance
- Build Strong Relationships
- Business Administration
- Business Risk
- Capital Markets
- Change Management
- Competitive Analysis
- Complaint Investigations
- Compliance Analysis
- Compliance Investigations
- Compliance Management
- Compliance Monitoring
- Compliance Officers
- Compliance Oversight
- Compliance Reporting
- Continuous Improvement
- Continuous Process Improvement
- Creative Problem Solving
- Due Diligence
- Equities
- Executive Advisory
- Fiduciary
- Financial Services
- Fixed-Income Investing
- Internal Compliance
- Investments
- KYC Verification
- Legal Compliance
- Life & Health Insurance Licenses
- Management
- Microsoft Excel
- Negotiation
- Operational Efficiency
- Plan Compliance
- Portfolio Management
- Portfolio Risk Management
- Prudential Regulation
- Quality Control Reporting
- Regulatory Audits
- Regulatory Compliance
- Regulatory Examinations
- Regulatory Filings
- Regulatory Requirements
- Regulatory Standards
- Risk Analytics
- Risk Assessment
- Risk Compliance
- Risk Consulting
- Risk Governance
- Risk Management
- Risk Monitoring
- Risk Operations
- Risk Registers
- Sales
- Securities Regulation
- Series 24
- Series 31
- Series 4
- Series 53
- Series 66
- Series 7
- Stocks
- Surveillance
- Testing
- Trading
- Variable Annuities
Pete S Summary
- Pete S, based in Honolulu, HI, US, is currently a Director of Compliance at E.A. Buck Financial Services. Pete S brings experience from previous roles at Bankoh Investment Services Group, Morgan Stanley, Huntington National Bank and JPMorgan Chase & Co.. Pete S holds a 2002 - 2004 Franciscan University of Steubenville. With a robust skill set that includes Actimize, Anti-Money Laundering, Asset Planning, Autonomy, BFSI and more. Pete S has 1 emails and 8 mobile phone numbers on RocketReach.
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Top E.A. Buck Financial Services Employees
Jeff Buck
Owner and Private Wealth Manager
Hawaii, United States
Katie Buck
Chief Executive Officer
Hawaii, United States
Evan Cutler
Private Wealth Manager, Regional Vice President
Ocean Isle Beach, NC, US
Lisa Ching
Chief Marketing Officer
Hawaii, United States
Rocky Monson
Private Wealth Manager
Portland, OR, US
Greg Visconti
Chief Financial Officer
Denver, CO, US
Michael Cottet
Chief Strategy Officer (CSO)
Rye, NY, US
Kevin Nitta
Tax Director and Private Wealth Manager
Hawaii, United States
Scott Tusa
Private Wealth Manager
Hawaii, United States
Jake Yong
Director and Private Wealth Manager
Hawaii, United States
Lorin Chun
Private Wealth Manager
Hawaii, United States
Dan Thyfault
Regional Vice President and Private Wealth Manager
Castle Rock, CO, US
Amy Tang
Controller
Denver, CO, US
Trent Richardson
Private Wealth Manager
Wilmington, NC, US
Benjamin Moore
Business Development Representative
Denver, CO, US
Lynn Berlenbach
Private Wealth Manager
Kailua, HI, US
Mitch Bane
Business Development Representative
United States
Christopher Cord
Business Intelligence Analyst
Denver, CO, US
Chris Bass
Business Intelligence and Analytics Manager
Englewood, CO, US
Michael Cottet
chief strategy officer
Rye, NY, US
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