Pete Rock Email & Phone Number
Chief Compliance Officer @ Oceanview Life and Annuity
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Pete Rock Location
- Doylestown, PA, US
Pete Rock Work
- 2020 -now Chief Compliance Officer @
- 2018 -2020 Director, Operational Compliance @
- 2018 -2018 Compliance Consultant @
- 2017 -2017 Chief Compliance Officer and Chief Operations Officer @
- 2013 -2017 Deputy Chief Compliance Officer @
- 2013 -2014 Senior Risk Mitigation and Compliance Consultant @
- 2013 -2013 Independent Consultant @ Sole Proprietor
- 2005 -2012 VP, Compliance @
- 2002 -2005 Director, International Insurance Compliance @
- 1999 -2002 Director, Business Quality @
- 1984 -1999 Various Compliance and Operational Leadership Roles @
Pete Rock Education
- Delaware Valley College
Bachelor of Business Administration (BBA) (Business, Management, Marketing, and Related Support Services)
- Fairleigh Dickinson University
Master of Business Administration (MBA) (Business Administration, Management and Operations)
Pete Rock Skills
- Compliance
- FINRA
- Series 63
- Insurance
- Fixed Annuities
- Series 7
- Securities
- Life Insurance
- Risk Management
- Financial Services
- Disability Insurance
- Leadership
- Training
- Mutual Funds
- Financial Risk
- Underwriting
- Retirement Planning
Pete Rock Summary
- Pete Rock, based in Doylestown, PA, US, is currently a Chief Compliance Officer at Oceanview Life and Annuity. Pete Rock brings experience from previous roles at Currin Compliance Services, Inc., Parady Financial Group and Knights of Columbus. Pete Rock holds a Bachelor of Business Administration (BBA) in Business, Management, Marketing, and Related Support Services @ Delaware Valley College. With a robust skill set that includes Compliance, FINRA, Series 63, Insurance, Fixed Annuities and more. Pete Rock has 4 emails and 3 mobile phone numbers on RocketReach.
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