Patrick Spellman Email & Phone Number
Senior Vice President - Chief Compliance Officer @ AMG Funds
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Patrick Spellman Location
- New York, NY, US
Patrick Spellman Work
- 2011 - now Senior Vice President - Chief Compliance Officer @
- 2005 - 2011 Compliance Manager @
- 1998 - 2005 Audit Manager @
Patrick Spellman Education
- Lafayette College
BA (Government and Law)
1992 - 1996
Patrick Spellman Skills
- Management
- Leadership
- Microsoft Office
- Regulatory Requirements
- Investment Company Act
- Investment Advisers Act
- Business Risk
- Regulatory Compliance
- Compliance Management
- Operational Risk
- Internal Audits
- Broker-Dealer Compliance
- Securities
- Series 7
- Compliance
- Mutual Funds
- Risk Management
- Investments
- Insurance
- Asset Management
- Series 24
- Series 66
- Retirement Planning
- Fixed Income
- Alternative Investments
- Due Diligence
- AML
- FINRA
- Investment Advisory
- Equities
- Portfolio Management
- Wealth Management
- Financial Services
- Series 65
- Hedge Funds
- Finance
- ETFs
- Series 6
- Auditing
- Uniform Combined State Law
- Financial Risk
- Series 63
- Marketing
- Financial Reporting
Patrick Spellman Summary
- Patrick Spellman, based in New York, NY, US, is currently a Senior Vice President - Chief Compliance Officer at AMG Funds LLC. Patrick Spellman brings experience from previous roles at AMG and Commonwealth Financial Network. Patrick Spellman holds a 1992 - 1996 BA in Government and Law @ Lafayette College. With a robust skill set that includes Management, Leadership, Microsoft Office, Regulatory Requirements, Investment Company Act and more. Patrick Spellman has 3 emails and 2 mobile phone numbers on RocketReach.
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Top AMG Funds Employees
John Starace
Vice President- Deputy Treasurer
Wanaque, NJ, US
Stephen Edwards
VP, Distribution Intelligence and Analytics and Sales Operations
Philadelphia, PA, US
Patrick Spellman
Senior Vice President - Chief Compliance Officer
New York, NY, US
Tom Disbrow
Fund Treasurer and Fund CFO
New York, NY, US
Jeff Porper
Manager | Digital Marketing - Applications Development
White Plains, NY, US
Angela Ferrante
Vice President, Product Services
New York, NY, US
Cory McGlone
Vice President - Portfolio Specialist
Boston, MA, US
Mark Duggan
Managing Director and Chief Counsel
Boston, MA, US
Brandon Grier
Director | Regional Manager - South Atlantic
Charlotte, NC, US
Hayden Fisher
Director, Regional Manager
Denver, CO, US
Mike Fedorovich
Director - Regional Manager
Lemont, IL, US
Michael Son
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Philadelphia, PA, US
Presley R.
Tax Director
New York, NY, US
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