Vice President, Business Manager - Planning and Support @ (May 2013 - January 2016)
Senior Compliance Officer @ (November 2010 - May 2013)
AML Compliance Officer @ (March 2008 - November 2010)
Compliance Manager @ (May 2006 - August 2007)
High Risk Account Manager @ TD Waterhouse Securities, Inc (March 2005 - May 2006)
Oliver Sutton Education
University of Phoenix
Bachelor of Science (Business Management)
Oliver Sutton Skills
Regulatory Examinations
Risk Assessment
Due Diligence
Regulatory Submissions
Regulatory Compliance
Business Management
Financial Services
Internal Audit
Operational Risk
Financial Risk
Corporate Law
Risk Management
AML
Mutual Funds
Analysis
Securities
Enterprise Risk Management
Anti Money Laundering
Internal Communications
Stakeholder Management
Stakeholder Engagement
Cross-functional Team Leadership
Relationship Building
Policy
OFAC
KYC
Trade Compliance
Expenses
Senior Stakeholder Management
Cross-functional Coordination
Interpersonal Skills
Partner Engagement
Trading
Oliver Sutton Summary
Oliver Sutton, based in United States, is currently a Vice President, Regulatory Strategy at BNY. Oliver Sutton brings experience from previous roles at J.P. Morgan and TD Securities (USA) LLC. Oliver Sutton holds a Bachelor of Science in Business Management @ University of Phoenix. With a robust skill set that includes Regulatory Examinations, Risk Assessment, Due Diligence, Regulatory Submissions, Regulatory Compliance and more. Oliver Sutton has 2 emails and 2 mobile phone numbers on RocketReach.
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