Oliver Sutton Email & Phone Number
Vice President, Regulatory Strategy @ BNY
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Oliver Sutton Location
- United States
Oliver Sutton Work
- 2019 -now Vice President, Regulatory Strategy @
- 2016 -2019 Vice President, Regulatory Exam Management @
- 2013 -2016 Vice President, Regulatory Exam Management @
- 2013 -2016 Vice President, Business Manager - Planning and Support @
- 2010 -2013 Senior Compliance Officer @
- 2008 -2010 AML Compliance Officer @
- 2006 -2007 Compliance Manager @
- 2005 -2006 High Risk Account Manager @ TD Waterhouse Securities, Inc
Oliver Sutton Education
- University of Phoenix
Bachelor of Science (Business Management)
Oliver Sutton Skills
- Regulatory Examinations
- Risk Assessment
- Due Diligence
- Regulatory Submissions
- Regulatory Compliance
- Business Management
- Financial Services
- Internal Audit
- Operational Risk
- Financial Risk
- Corporate Law
- Risk Management
- AML
- Mutual Funds
- Analysis
- Securities
- Enterprise Risk Management
- Anti Money Laundering
- Internal Communications
- Stakeholder Management
- Stakeholder Engagement
- Cross-functional Team Leadership
- Relationship Building
- Policy
- OFAC
- KYC
- Trade Compliance
- Expenses
- Senior Stakeholder Management
- Cross-functional Coordination
- Interpersonal Skills
- Partner Engagement
- Trading
Oliver Sutton Summary
- Oliver Sutton, based in United States, is currently a Vice President, Regulatory Strategy at BNY. Oliver Sutton brings experience from previous roles at J.P. Morgan and TD Securities (USA) LLC. Oliver Sutton holds a Bachelor of Science in Business Management @ University of Phoenix. With a robust skill set that includes Regulatory Examinations, Risk Assessment, Due Diligence, Regulatory Submissions, Regulatory Compliance and more. Oliver Sutton has 2 emails and 2 mobile phone numbers on RocketReach.
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