Novlette Simpson's Location
Toronto, ON, CA
Novlette Simpson's Work
- Chief Compliance Officer @ Logan Wealth Management
- Chief Compliance Officer @ Newport Private Wealth
- Director of Compliance and Corporate Secretarial @ Morgan Meighen & Associates
- Chief Compliance Officer, Chief Anti-Money Laundering Officer and Chief Privacy Officer @ Loewen Ondaatje McCutcheon
- Consultant @ NTS Consulting
- Risk Managament and Compliance @ B2B Bank
- Chief Compliance Officer @ Global Maxin Investment Inc.
- Regional Compliance Officer @ Manulife
Novlette Simpson's Education
- Canadian Securities Institute
AML & Beneficial Owners Course
2021 - 2021 - Canadian Securities Institute
Compliance with Know-Your Product Requirement
2021 - 2021 - Canadian Securities Institute
Social Media Compliance Guidelines
2021 - 2021
- Canadian Securities Institute
Managing Compensation Related Conflicts of Interest
2019 - 2019 - Canadian Securities Institute
Managed Accounts: Compliance Issues & Compensation
2018 - 2019 - York University
Certificate in Risk Management
2017 - 2018 - Canadian Securities Institute
Working with Aging Clients
2017 - 2017 - Business Improvements Architects
Certificate (Project Management for Non-Project Managers)
2010 - 2010 - Canadian Securities Institute
Risk Management in the Secuirites Industry
2009 - 2009 - NYMITY
Certificate (Privacy Officer Certification)
2009 - 2009
Novlette Simpson's Skills
- Policy
- Risk Management
- Auditing
- Investments
- AML
- Securities
- Mutual Funds
- Anti Money Laundering
- Capital Markets
- Due Diligence
Novlette Simpson's Summary
Novlette Simpson, based in Toronto, ON, CA, is currently a Chief Compliance Officer at Logan Wealth Management, bringing experience from previous roles at Newport Private Wealth, Morgan Meighen & Associates, Loewen Ondaatje McCutcheon and NTS Consulting. Novlette Simpson holds a 2021 - 2021 AML & Beneficial Owners Course @ Canadian Securities Institute. With a robust skill set that includes Policy, Risk Management, Auditing, Investments, AML and more, Novlette Simpson contributes valuable insights to the industry. Novlette Simpson has 3 emails on RocketReach.
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