NorthPoint Compliance (NorthPoint) provides compliance assistance to investment advisers registered with the U.S. Securities and Exchange Commission (SEC). As a result of years of experience in both the public and private sectors, NorthPoint understands the compliance requirements of investment advisers and how to develop, implement and maintain an effective compliance program that will accomplish your compliance objectives.
View Top Employees from NorthPoint Compliance LLCWebsite | http://www.npcomply.com |
Revenue | $2 million |
Employees | 3 (3 on RocketReach) |
Founded | 2009 |
Address | 302 Hawthorne Avenue Suite 8, Point Pleasant Beach, New Jersey 08742, US |
Phone | (732) 778-5488 |
Technologies |
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Industry | Investment Management, Finance General, Finance |
Web Rank | 25 Million |
Keywords | Ria Sales Blotter, Sample Adv Offer |
Competitors | Compliance Consultant, D.E. Scott & Associates LLC, Fiduciary Compliance Associates LLC, Focus 1 Associates LLC (now part of ACA Group), RIA Compliance Group, LLC |
SIC | SIC Code 62 Companies, SIC Code 628 Companies |
NAICS | NAICS Code 52 Companies, NAICS Code 5239 Companies, NAICS Code 523 Companies, NAICS Code 52393 Companies |
Looking for a particular NorthPoint Compliance LLC employee's phone or email?
The NorthPoint Compliance LLC annual revenue was $2 million in 2024.
Victoria Hogan is the President of NorthPoint Compliance LLC.
3 people are employed at NorthPoint Compliance LLC.
NorthPoint Compliance LLC is based in Point Pleasant Beach, New Jersey.
The NAICS codes for NorthPoint Compliance LLC are [52, 5239, 523, 52393].
The SIC codes for NorthPoint Compliance LLC are [62, 628].