Nora Chan Email & Phone Number
Senior Manager - Compliance Risk Testing @ Charles Schwab
5 free lookup(s).
If you need more lookups,
subscriptions start at $34 USD/month.
Nora Chan Location
- Chicago, IL, US
Nora Chan Work
- Senior Manager - Compliance Risk Testing @ (June 2019 - Present)
- Senior Compliance Analyst - Testing, Monitoring and Reporting - Corporate Risk Management @ (June 2015 - May 2019)
- Anti-Money Laundering Compliance Specialist – Financial Intelligence Unit @ (May 2013 - June 2015)
- Senior Australian Investment Accounting @ (January 2012 - May 2013)
- Fund Accountant @ (April 2008 - January 2012)
Nora Chan Education
- Roosevelt University
Bachelor of Business Administration (B.B.A.) (Banking, Corporate, Finance, and Securities Law)
2003-2007
Nora Chan Skills
- Accounting
- Training
- Financial Analysis
- Quality Auditing
- KYC
- OFAC
- AML
- Financial Crimes Investigations
- Risk Assessment
- BSA
- USA PATRIOT Act
- Bank Secrecy Act
- Regulations
- Finance
- Anti Money Laundering
- Banking
- Risk Management
- Due Diligence
- Financial Services
- Sanction
- Pep
- World Check
- Suspicious Activity Reporting
- Terrorist Financing
- Ctr
- Cdd
- Economic Sanctions
- Foreign Languages
- Testing
- Auditing
- AI Governance
- Analytical Skills
- Anti-corruption
- Attention to Detail
- Banking Law
- Code of Conduct
- Communication
- Compliance Management
- Compliance Operations
- Compliance Training
- Conflict Of Interest
- Consumer laws and Regulations
- Continuous Improvement
- Creative Writing
- Critical Thinking
- Cross-functional Coordination
- Data Privacy
- Design Control
- Dodd-Frank
- Editing
- Employee Engagement
- Employee Training
- Employment Law Compliance
- Enterprise Risk
- Enterprise Risk Management
- FCPA
- Fiction Writing
- Fraud Detection
- Fraud Prevention
- Global Regulatory Compliance
- Governance, Risk Management, and Compliance (GRC)
- Internal Controls
- International Relations
- Investigation
- Investments
- Issue Management
- Job Coaching
- Lead
- Leadership
- Lean Process Improvement
- Lean Processes
- Legal Interpretation
- Literature
- Model Risk
- Operational Risk Management
- Operational Strategy
- Partner Relationship Management
- Privacy Regulations
- Problem Solving
- Procedure Development
- Professional Mentoring
- Project
- Regulatory Compliance
- Regulatory Examinations
- Regulatory Risk
- Responsible AI
- Risk Control
- Risk Frameworks
- Risk Reviews
- Stakeholder Management
- Storytelling
- Technical Understanding
- Project Management
- Management
- Financial Reporting
- Financial Crimes
- Business Intelligence
- Microsoft Excel
- Sales
Nora Chan Summary
- Nora Chan, based in Chicago, IL, US, is currently a Senior Manager - Compliance Risk Testing at Charles Schwab. Nora Chan brings experience from previous roles at Discover Financial Services, GE Capital and Northern Trust Corporation. Nora Chan holds a 2003 - 2007 Bachelor of Business Administration (B.B.A.) in Banking, Corporate, Finance, and Securities Law @ Roosevelt University. With a robust skill set that includes Accounting, Training, Financial Analysis, Quality Auditing, KYC and more. Nora Chan has 2 emails and 1 mobile phone numbers on RocketReach.
Looking for a different Nora Chan?
Find contact details for 700 million professionals.
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co