Compliance Manager, Compliance Analyst @ (June 2011 - July 2015)
Discipline Analyst @ (February 2010 - June 2011)
Compliance Examiner @ (January 2007 - August 2009)
Member Service Representative @ (July 2005 - January 2007)
Nish Patel Education
Rutgers University-New Brunswick
Bachelor's Degree (Finance, General)
2001-2006
Nish Patel Skills
CAMS
CRCP
Series 6
Series 7
Series 24
Anti Money Laundering
Financial Services
Series 27
Series 53
Series 66
Due Diligence
Equities
Finance
Mutual Funds
Risk Management
Wealth Management
Public Speaking
Microsoft Word
Training
Microsoft Office
Nish Patel Summary
Nish Patel, based in California, United States, is currently a Chief Compliance Officer, Albourne America LLC at Albourne Partners. Nish Patel brings experience from previous roles at ALBOURNE AMERICA, LLC, Loring Ward, Deloitte and First Investors. Nish Patel holds a 2001 - 2006 Bachelor's Degree in Finance, General @ Rutgers University-New Brunswick. With a robust skill set that includes CAMS, CRCP, Series 6, Series 7, Series 24 and more. Nish Patel has 6 emails and 1 mobile phone numbers on RocketReach.
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