Nicole Woolson Email & Phone Number
Director of Compliance @ Concorde Investment Services
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Nicole Woolson Location
- Howell, MI, US
Nicole Woolson Work
- 2024 - now Director of Compliance @
- 2010 - now Senior Compliance Officer @
- 2006 - 2009 Account Manager-Direct Participation Programs @
- 1998 - 2006 Broker Dealer and RIA Registrations Manager @
Nicole Woolson Education
- Cleary University
Bachelor of Arts (Business Management)
2004 - 2005 - Eastern Michigan University
(Business Administration and Management)
2003 - 2005
Nicole Woolson Skills
- Onboarding
- Producer Licensing
- Licensing
- Microsoft Excel
- Compliance Management
- Legal Compliance
- Risk Management
- Compliance
- Policy Analysis
- Series 14
- Continuing Education
- Regulatory Compliance
- Securities Regulation
- Securities
- Investments
- Financial Services
- Relationship Management
- Investment Advisory
- Alternative Investments
- Business Development
- FINRA
- Microsoft Office
- Sales Management
- Customer Service
- Strategic Planning
- Account Management
- Sales
- Public Speaking
- Leadership
- Management
Nicole Woolson Summary
- Nicole Woolson, based in Howell, MI, US, is currently a Director of Compliance at Concorde Investment Services. Nicole Woolson brings experience from previous roles at Concorde Investment Services, Bank of New York Mellon and QUESTAR CAPITAL CORP. Nicole Woolson holds a 2004 - 2005 Bachelor of Arts in Business Management @ Cleary University. With a robust skill set that includes Onboarding, Producer Licensing, Licensing, Microsoft Excel, Compliance Management and more. Nicole Woolson has 2 emails and 2 mobile phone numbers on RocketReach.
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