Nicole Tremblay Email & Phone Number
Principal, Chief Compliance Officer and General Counsel @ Longfellow Investment Management Co., LLC
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Nicole Tremblay Location
- Boston, MA, US
Nicole Tremblay Work
- Principal, Chief Compliance Officer and General Counsel @ (November 2021 - Present)
- Senior Vice President, Chief Compliance Officer @ Weston Financial (November 2002 - November 2021)
- Legal Consultant @ (January 2002 - January 2002)
- Compliance Review Officer @ Sunlife Financial (January 1996 - January 2002)
Nicole Tremblay Education
- Suffolk University Law School
Juris Doctorate Degree (Securities and Corporate Law)
1999-2002 - University of Massachusetts Amherst
BA in Legal Studies & French (University of Massachusetts at Amherst)
Nicole Tremblay Skills
- Legal Compliance
- Risk Management
- Strategic Planning
- Investments
- Financial Services
- Mutual Funds
- Securities
- Portfolio Management
- Investment Advisory
- Sarbanes-Oxley Act
- Insurance
- Banking
- Licensing
- Asset Managment
- AML
- Hedge Funds
- Equities
- Asset Management
- Wealth Management
- Due Diligence
- Alternative Investments
- Financial Analysis
- Financial Risk
- Mergers & Acquisitions
- Corporate Governance
- Securities Regulation
- Consulting
- Business Analysis
- Legal Research
- Legal Writing
- Investment Strategies
- Operational Risk
- Management
- Leadership
- Relationship Management
- Executive Management
- Series 24
- Investment Company Act
- Securities Exchange Act of 1934
- Dodd-Frank
- FINRA
- OFAC
- FDIC
- Series 63
- Wealth Management Services
- Compliance Management
- Financial Regulation
- Investment Advisers Act
- Regulatory Filings
- Business Analytics
- Finance
- Human Resources
- Mergers and Acquisitions
- Sarbanes Oxley Act
- Bar
- Customer Service
- Research
- Dodd Frank
- Investment Advisors Act
- Strategy
- Series 7
Nicole Tremblay Summary
- Nicole Tremblay, based in Boston, MA, US, is currently a Principal, Chief Compliance Officer and General Counsel at Longfellow Investment Management Co., LLC. Nicole Tremblay brings experience from previous roles at Weston Financial, Allmerica Financial and Sunlife Financial. Nicole Tremblay holds a 1999 - 2002 Juris Doctorate Degree in Securities and Corporate Law @ Suffolk University Law School. With a robust skill set that includes Legal Compliance, Risk Management, Strategic Planning, Investments, Financial Services and more. Nicole Tremblay has 2 emails and 1 mobile phone numbers on RocketReach.
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