Nicole Simon Email & Phone Number
Sr. AML and BSA Analyst @ Axos® Clearing, A Subsidiary of Axos Financial
Nicole Simon's Location
Omaha, NE, US
Nicole Simon's Work
- Sr. AML and BSA Analyst @ Axos® Clearing, A Subsidiary of Axos Financial
- AML Analyst @ Axos® Clearing, A Subsidiary of Axos Financial
- Anti Money Laundering Analyst @ Securities America Inc.
- Internal Auditor @ Securities America Inc.
- Branch Office Examiner @ Securities America Inc.
- Rep Relations Specialist @ Securities America Inc.
- Annuity Customer Service Specialist @ WoodmenLife
- Customer Service and Quality Assurance and Business Analyst @ Dell (fka Perot Systems, TAG.TMI)
Nicole Simon's Education
- University of Nebraska-Lincoln
MA (Modern Language and Literature)
1996 - 2000 - University of South Carolina
BA (Spanish/Psychology)
1991 - 1995 - Bellevue University
MBA (Finance)
2006 - 2009
Nicole Simon's Skills
- Series 7
- Series 24
- Financial Risk
- Securities
- Compliance
- Series 66
- Anti Money Laundering
- Certified Financial Services Auditor
- Certified Fraud Examiner
- OFAC
Nicole Simon's Summary
Nicole Simon, based in Omaha, NE, US, is currently a Sr. AML and BSA Analyst at Axos® Clearing, A Subsidiary of Axos Financial, bringing experience from previous roles at Axos® Clearing, A Subsidiary of Axos Financial™, Securities America, Member FINRA/SIPC and Securities America, Inc. Member FINRA/SIPC. Nicole Simon holds a 1996 - 2000 MA in Modern Language and Literature @ University of Nebraska-Lincoln. With a robust skill set that includes Series 7, Series 24, Financial Risk, Securities, Compliance and more, Nicole Simon contributes valuable insights to the industry. Nicole Simon has 4 emails on RocketReach.
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