VP Compliance and Chief Compliance Officer, Northwestern Mutual Investment Services, LLC @ (November 2024 - March 2026)
Sr Director - Compliance Strategy and Execution @ (April 2022 - November 2024)
Senior Director - Enterprise Compliance @ (January 2019 - April 2022)
Assistant Director Compliance Oversight and Review @ (January 2015 - January 2019)
Compliance Lead @ (January 2011 - January 2015)
Compliance Consultant @ (January 2008 - January 2011)
Compliance Support Representative @ (July 2005 - January 2008)
Investment Operations Service Representative @ (October 2002 - July 2005)
Nicole Lund Education
University of Wisconsin-Milwaukee
Bachelor of Business Administration - BBA (Finance)
2008
Nicole Lund Skills
Change Management
Influence At All Levels
Portfolio Management
Regulatory Compliance
Strategic Planning
Team Leadership
Nicole Lund Summary
Nicole Lund, based in Milwaukee, WI, US, is currently a VP Underwriting Solutions at Northwestern Mutual. Nicole Lund brings experience from previous roles at Northwestern Mutual Investment Services and Northwestern Mutual. Nicole Lund holds a Bachelor of Business Administration - BBA in Finance @ University of Wisconsin-Milwaukee. With a robust skill set that includes Change Management, Influence At All Levels, Portfolio Management, Regulatory Compliance, Strategic Planning and more. Nicole Lund has 2 mobile phone numbers on RocketReach.
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