Compliance Risk Manager, Vice President @ (November 2015 - January 2021)
Compliance Officer, BSA and AML Officer @ Valley Forge Asset Management (October 2002 - March 2016)
Nicole Hoffman Education
West Chester University of Pennsylvania
Bachelor of Science (BS) (Elementary Education and Teaching)
1998-2002
Nicole Hoffman Skills
Asset Management
Customer Service
Financial Analysis
Financial Services
Hold Series 7
Investments
Management
Microsoft Office
Mutual Funds
Portfolio Management
Series 24
Series 63
Series 7
Team Building
Marketing
Anti Money Laundering
Financial Risk
Nicole Hoffman Summary
Nicole Hoffman, based in Philadelphia, PA, US, is currently a Chief Compliance Officer at Tandem Investment Advisors, Inc.. Nicole Hoffman brings experience from previous roles at Truist Advisory Services, BB&T and Valley Forge Asset Management. Nicole Hoffman holds a 1998 - 2002 Bachelor of Science (BS) in Elementary Education and Teaching @ West Chester University of Pennsylvania. With a robust skill set that includes Asset Management, Customer Service, Financial Analysis, Financial Services, Hold Series 7 and more. Nicole Hoffman has 2 mobile phone numbers on RocketReach.
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