2015 -2021 Compliance Risk Manager, Vice President @
2002 -2016 Compliance Officer, BSA and AML Officer @ Valley Forge Asset Management
Nicole Hoffman Education
West Chester University of Pennsylvania
Bachelor of Science (BS) (Elementary Education and Teaching)
1998-2002
Nicole Hoffman Skills
Microsoft Office
Marketing
Anti Money Laundering
Series 63
Financial Services
Mutual Funds
Team Building
Asset Management
Hold Series 7
Investments
Series 24
Customer Service
Portfolio Management
Management
Financial Analysis
Series 7
Financial Risk
Nicole Hoffman Summary
Nicole Hoffman, based in Philadelphia, PA, US, is currently a Chief Compliance Officer at Tandem Investment Advisors, Inc.. Nicole Hoffman brings experience from previous roles at Truist Advisory Services, BB&T and Valley Forge Asset Management. Nicole Hoffman holds a 1998 - 2002 Bachelor of Science (BS) in Elementary Education and Teaching @ West Chester University of Pennsylvania. With a robust skill set that includes Microsoft Office, Marketing, Anti Money Laundering, Series 63, Financial Services and more. Nicole Hoffman has 1 emails and 2 mobile phone numbers on RocketReach.
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