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Nicole Guy Location
Florida, United States
Nicole Guy Work
Global Financial Crimes Compliance Advisor @ (June 2022 - Present)
Global Financial Crimes Unit - Vice President @ (May 2018 - June 2022)
VP - Project Management, Consumer and Community Banking Control Office @ (May 2013 - May 2018)
Vice President - Senior Client Relationship @ (September 2007 - June 2013)
Vice President - Institutional Client Service and Portfolio Manager Support Manager @ (August 2000 - September 2007)
Assistant Vice President @ Morgan Stanley Investment Management - London (January 2004 - December 2004)
Assistant Vice President @ (March 1994 - August 2000)
Associate @ Dreyfus (January 1992 - January 1993)
Nicole Guy Education
LIU Post
BS (Business Administration)
1989-1992
Nicole Guy Skills
Securities
Equities
Mutual Funds
Hedge Funds
Financial Services
Fixed Income
Global Custody
Capital Markets
Asset Managment
Middle Office
Electronic Trading
Swaps
Investment Banking
Bonds
Asset Allocation
Financial Risk
Trading Systems
Series 7
Investments
Bloomberg
Corporate Actions
Trading
Emerging Markets
Asset Management
Derivatives
Alternative Investments
Risk Management
Cash Management
Banking
Securities Lending
Back Office
Relationship Management
Equity Derivatives
Portfolio Management
Fund Administration
Options
Social Media
Credit
Customer Service
Management
Project Management
Nicole Guy Summary
Nicole Guy, based in Florida, United States, is currently a Global Financial Crimes Compliance Advisor at JPMorganChase. Nicole Guy brings experience from previous roles at JPMorganChase and Morgan Stanley. Nicole Guy holds a 1989 - 1992 BS in Business Administration @ LIU Post. With a robust skill set that includes Securities, Equities, Mutual Funds, Hedge Funds, Financial Services and more. Nicole Guy has 2 emails on RocketReach.
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