Nicolas Dot Email & Phone Number
Head of Risk and Compliance (RCSI) @ Tradition Securities and Futures
Nicolas Dot's Location
Paris, FR
Nicolas Dot's Work
- Head of Risk and Compliance (RCSI) @ Tradition Securities and Futures
- Intervenant : intégrité des marchés financiers (Master 2 Juriste Conformité - Compliance Officer) @ University of Strasbourg
- Compliance Expert Leader - Market Surveillance @ Natixis
- Responsable Surveillance des Marchés, Contrôle de Conformité et Projets IT @ Exane
- Responsable Risques et Compliance (RCSI) - Dirigeant responsable (AXA IM IF) @ AXA Investment Managers
- Compliance Officer (AXA IM Paris) @ AXA Investment Managers
- Compliance Control Supervisor @ Natixis
- Compliance Controller @ IXIS CIB
- Economist and Statistician @ IXIS CIB
- Actuarial analyst @ GE
Nicolas Dot's Education
- University of Paris I: Panthéon-Sorbonne
DEA (Economie Mathématique et Econométrie)
1997 - 1998 - University of Paris I: Panthéon-Sorbonne
Maitrise (Mathématiques Appliquées et Sciences Sociales)
1993 - 1997
Nicolas Dot's Skills
- AML
- Operational Risk
- Financial Markets
- Fixed Income
- Investment Banking
- Capital Markets
- Derivatives
- Risk Management
- Financial Risk
- Equities
Nicolas Dot's Summary
Nicolas Dot, based in Paris, FR, is currently a Head of Risk and Compliance (RCSI) at Tradition Securities and Futures, bringing experience from previous roles at Université de Strasbourg, Natixis, Exane and AXA Investment Managers. Nicolas Dot holds a 1997 - 1998 DEA in Economie Mathématique et Econométrie @ University of Paris I: Panthéon-Sorbonne. With a robust skill set that includes AML, Operational Risk, Financial Markets, Fixed Income, Investment Banking and more, Nicolas Dot contributes valuable insights to the industry. Nicolas Dot has 1 email and 1 mobile phone number on RocketReach.
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