Nicolas Dot Location
Paris, FR
Nicolas Dot Work
- 2024 - now Chief Compliance Officer @ LCH
- 2021 - 2024 Head of Risk, Permanent Control and Compliance (RCSI) @ Tradition
- 2022 - 2024 Lecturer: Market integrity (Master 2 Juriste Conformité - Compliance Officer) @ University of Strasbourg
- 2018 - 2021 Compliance Leader - Market Surveillance @ Natixis Corporate & Investment Banking
- 2015 - 2018 Head of Market Surveillance, Compliance Monitoring and IT Projects @ Exane
- 2010 - 2015 Head of Risk, Permanent Control and Compliance (RCSI) – “Dirigeant Responsable” (AXA IM IF) @ AXA Investment Managers
- 2008 - 2010 Compliance Officer (AXA IM Paris) @ AXA Investment Managers
- 2005 - 2008 Compliance Controller and Supervisor - Compliance Monitoring and Controls – Compliance Department @ Natixis Corporate & Investment Banking
- 2000 - 2005 Economist and Statistician @ IXIS CIB
- 1999 - 2000 Actuarial analyst @ Seafrigo Cold Storage
Nicolas Dot Education
- University of Paris I: Panthéon-Sorbonne
DEA (Economie Mathématique et Econométrie)
1997 - 1998 - University of Paris I: Panthéon-Sorbonne
Maitrise (Mathématiques Appliquées et Sciences Sociales)
1993 - 1997
Nicolas Dot Skills
- AML
- Operational Risk
- Financial Markets
- Fixed Income
- Investment Banking
- Capital Markets
- Derivatives
- Risk Management
- Financial Risk
- Equities
Nicolas Dot Summary
Nicolas Dot, based in Paris, FR, is currently a Chief Compliance Officer at LCH. Nicolas Dot brings experience from previous roles at Tradition Securities and Futures, Université de Strasbourg, Natixis and Exane. Nicolas Dot holds a 1997 - 1998 DEA in Economie Mathématique et Econométrie @ University of Paris I: Panthéon-Sorbonne. With a robust skill set that includes AML, Operational Risk, Financial Markets, Fixed Income, Investment Banking and more. Nicolas Dot has 2 emails and 1 mobile phone numbers on RocketReach.
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