Nicolas Dot Email & Phone Number
Chief Compliance Officer @ LCH
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Nicolas Dot Location
- Île-de-France, France
Nicolas Dot Work
- 2024 -now Chief Compliance Officer @
- 2021 -2024 Head of Risk, Permanent Control and Compliance (RCSI) @
- 2022 -2024 Lecturer: Market integrity (Master 2 Juriste Conformité - Compliance Officer) @
- 2018 -2021 Compliance Leader - Market Surveillance @
- 2015 -2018 Head of Market Surveillance, Compliance Monitoring and IT Projects @
- 2010 -2015 Head of Risk, Permanent Control and Compliance (RCSI) – “Dirigeant Responsable” (AXA IM IF) @
- 2008 -2010 Compliance Officer (AXA IM Paris) @
- 2005 -2008 Compliance Controller and Supervisor - Compliance Monitoring and Controls – Compliance Department @
- 2000 -2005 Economist and Statistician @ IXIS CIB
- 1999 -2000 Actuarial analyst @
Nicolas Dot Education
- Université Paris 1 Panthéon-Sorbonne
DEA (Economie Mathématique et Econométrie)
1997-1998 - University of Paris I: Panthéon-Sorbonne
Maitrise (Mathématiques Appliquées et Sciences Sociales)
1993-1997
Nicolas Dot Skills
- AML
- Operational Risk
- Financial Markets
- Fixed Income
- Investment Banking
- Capital Markets
- Derivatives
- Risk Management
- Financial Risk
- Equities
- Banking
- Asset Managment
- Bloomberg
- Market Risk
- Due Diligence
- Internal Controls
- Operational Risk...
- Internal Audit
- Access
- Actimize
- SMARTS
- Regulatory Compliance
- Equity Derivatives
- Financial Institutions
- Brokerage
- Leadership
- Corporate Finance
- Microsoft Word
- Asset Management
- Change Management
- Training
- Operational Risk Management
- Hedge Funds
Nicolas Dot Summary
- Nicolas Dot, based in Île-de-France, France, is currently a Chief Compliance Officer at LCH. Nicolas Dot brings experience from previous roles at Tradition Securities and Futures, Université de Strasbourg, Natixis and Exane. Nicolas Dot holds a 1997 - 1998 DEA in Economie Mathématique et Econométrie @ Université Paris 1 Panthéon-Sorbonne. With a robust skill set that includes AML, Operational Risk, Financial Markets, Fixed Income, Investment Banking and more. Nicolas Dot has 2 emails on RocketReach.
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Top LCH Employees
Nicolas Dot
Chief Compliance Officer
Île-de-France, France
Bernard Bricheux
CIO
Île-de-France, France
Deepak Mohata
Chief Financial Officer
London, GB
Florian le Fourn
Head of Data Product
London, GB
David Tamburini
CEO
New York, NY, US
Nick Barnes
Head of RepoClear, LCH Ltd
United Kingdom
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