Nicolas Dot Email & Phone Number
Chief Compliance Officer @ LCH
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Nicolas Dot Location
- Paris, FR
Nicolas Dot Work
- Chief Compliance Officer @ (October 2024 - Present)
- Head of Risk, Permanent Control and Compliance (RCSI) @ (October 2021 - October 2024)
- Lecturer: Market integrity (Master 2 Juriste Conformité - Compliance Officer) @ (January 2022 - January 2024)
- Compliance Leader - Market Surveillance @ (December 2018 - October 2021)
- Head of Market Surveillance, Compliance Monitoring and IT Projects @ (May 2015 - December 2018)
Nicolas Dot Education
- University of Paris I: Panthéon-Sorbonne
DEA (Economie Mathématique et Econométrie)
1997-1998 - University of Paris I: Panthéon-Sorbonne
Maitrise (Mathématiques Appliquées et Sciences Sociales)
1993-1997
Nicolas Dot Skills
- AML
- Access
- Actimize
- Analytical Skills
- Asset Management
- Asset Managment
- Banking
- Bloomberg
- Brokerage
- Capital Markets
- Communication
- Corporate Finance
- Derivatives
- Due Diligence
- Equities
- Equity Derivatives
- Financial Institutions
- Financial Markets
- Financial Risk
- Fixed Income
- Global Regulatory Compliance
- Hedge Funds
- Internal Audit
- Internal Controls
- Investment Banking
- Market Risk
- Operational Risk
- Operational Risk Management
- Project Management
- Quantitative Risk Analysis
- Regulatory Compliance
- Risk Management
- SMARTS
- Team Leadership
- Operational Risk...
- Leadership
- Microsoft Word
- Change Management
- Training
Nicolas Dot Summary
- Nicolas Dot, based in Paris, FR, is currently a Chief Compliance Officer at LCH. Nicolas Dot brings experience from previous roles at Tradition Securities and Futures, Université de Strasbourg, Natixis and Exane. Nicolas Dot holds a 1997 - 1998 DEA in Economie Mathématique et Econométrie @ University of Paris I: Panthéon-Sorbonne. With a robust skill set that includes AML, Access, Actimize, Analytical Skills, Asset Management and more. Nicolas Dot has 2 emails and 1 mobile phone numbers on RocketReach.
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Top LCH Employees
Nicolas Dot
Chief Compliance Officer
Paris, FR
David Horner
Chief Risk Officer, LCH Ltd
London, GB
Bernard Bricheux
CIO
Paris, FR
Stephane Jouin
CFO France
Paris, FR
Alexandre Godingen
CIO | CTO
Paris, FR
Giovanna Pomilio
Head of Credit Risk
London, GB
Paul Wylie
Head of Australia
Sydney, NSW, AU
Florian le Fourn
Head of Data Product
London, GB
David Tamburini
CEO
New York, NY, US
Nick Barnes
Head of RepoClear, LCH Ltd
United Kingdom
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