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Nick Duke Location
United Kingdom
Nick Duke Work
Managing Director, Global Head of Surveillance @ (January 2025 - Present)
- @ (July 2024 - December 2024)
Head of SME @ (January 2021 - January 2024)
Head of Surveillance Governance and Regulatory Remediation @ (January 2019 - January 2021)
SVP, US Head of Surveillance @ (March 2016 - January 2019)
Global Trade Surveillance IT Lead and Programme Manager @ (February 2014 - February 2016)
Project Manager @ (July 2013 - February 2014)
Compliance Senior Business Analyst @ (May 2011 - June 2013)
Lead Consultant @ BSG (UK) (June 2008 - April 2011)
Lead Consultant @ (February 2006 - May 2008)
Nick Duke Education
Rhodes University
BSc Hons (Information Systems)
2002-2005
Nick Duke Skills
Artificial Intelligence (AI)
Audit Engagement
Business Process Improvement
Capital Markets
Communication Surveillance
Compliance
Consent Order Remediation
Investment Banking
Leadership
Management
Market Abuse
Model Risk Management
Project Management
Project Planning
Regulatory engagement
Risk Management
Stakeholder Management
Surveillance
Surveillance Optimization
Team Management
Trade Surveillance
Business Analysis
Requirements Gathering
Business Requirements
Actimize
User Acceptance Testing
Requirements Analysis
SDLC
Business Process Mapping
Business Process
Software Project Management
Risk Analytics
Nick Duke Summary
Nick Duke, based in United Kingdom, is currently a Managing Director, Global Head of Surveillance at Marex. Nick Duke brings experience from previous roles at Global Relay, Behavox and HSBC. Nick Duke holds a 2002 - 2005 BSc Hons in Information Systems @ Rhodes University. With a robust skill set that includes Artificial Intelligence (AI), Audit Engagement, Business Process Improvement, Capital Markets, Communication Surveillance and more. Nick Duke has 2 emails on RocketReach.
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