Nicholas Ralph Email & Phone Number
Investor Protection and Product Risk Lead, Compliance and Operational Risk, Global Wealth Management @ UBS Group AG
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Nicholas Ralph Location
- Zurich, Switzerland
Nicholas Ralph Work
- Investor Protection and Product Risk Lead, Compliance and Operational Risk, Global Wealth Management @ (November 2018 - Present)
- Head of Fixed Income, UBS Investment Bank, Compliance and Operational Risk @ (October 2015 - October 2018)
- Compliance Manager - Vice President @ (June 2012 - September 2015)
- Compliance Manager - Vice President @ (October 2006 - May 2012)
- Compliance Officer @ (March 2005 - September 2006)
- Anti-Money Laundering Project Manager @ (January 2003 - January 2005)
- Anti-Money Laundering Analyst @ (January 2001 - January 2003)
- Business Placement Program (3rd year of University Course) @ (January 1998 - January 1999)
Nicholas Ralph Education
- Middlesex University
Bachelor of Arts (BA) (Hons) (Business Studies)
1996-2000 - The Open University Business School
Master of Business Administration - MBA (Corporate Finance, Strategy, Project Management, Business Law and CSR)
2020 - The Chartered Institute for Securities & Investment (CISI)
Certificate in Securities & Diploma Regulation and Compliance Paper
Nicholas Ralph Skills
- AML
- Anti Money Laundering
- Banking
- Capital Markets
- Derivatives
- Equities
- FX Options
- Finance
- Financial Markets
- Financial Regulation
- Financial Services
- Fixed Income
- Foreign Exchange
- Governance
- Investment Banking
- Kyc
- Operational Risk
- Private Banking
- Regulatory Compliance
- Risk Assessment
- Risk Management
- Securities
- Securities Lending
- Trading
- Treasury
- Marketing
- Change Management
- Financial Analysis
Nicholas Ralph Summary
- Nicholas Ralph, based in Zurich, Switzerland, is currently a Investor Protection and Product Risk Lead, Compliance and Operational Risk, Global Wealth Management at UBS. Nicholas Ralph brings experience from previous roles at UBS, State Street Bank GmbH and Mizuho International. Nicholas Ralph holds a 1996 - 2000 Bachelor of Arts (BA) (Hons) in Business Studies @ Middlesex University. With a robust skill set that includes AML, Anti Money Laundering, Banking, Capital Markets, Derivatives and more. Nicholas Ralph has 3 emails and 1 mobile phone numbers on RocketReach.
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