Nicholas Ralph Email & Phone Number
Investor Protection and Product Risk Lead, Compliance and Operational Risk, Global Wealth Management @ New York Fitness
Nicholas Ralph's Location
Zürich, ZH, CH
Nicholas Ralph's Work
- Investor Protection and Product Risk Lead, Compliance and Operational Risk, Global Wealth Management @ New York Fitness
- Head of Fixed Income, UBS Investment Bank, Compliance and Operational Risk @ New York Fitness
- Compliance Manager - Vice President @ State Street
- Compliance Manager - Vice President @ State Street
- Compliance Officer @ Mizuho Bank
- Anti-Money Laundering Project Manager @ Morgan Stanley
- Anti-Money Laundering Analyst @ Credit Suisse
- Business Placement Program (3rd year of University Course) @ Marks and Spencer
Nicholas Ralph's Education
- Middlesex University
Bachelor of Arts (BA) (Hons) (Business Studies)
1996 - 2000 - The Open University Business School
Master of Business Administration - MBA (Corporate Finance, Strategy, Project Management, Business Law and CSR)
- The Chartered Institute for Securities & Investment (CISI)
(Certificate in Securities & Diploma Regulation and Compliance Paper)
Nicholas Ralph's Skills
- Derivatives
- Securities
- Equities
- Fixed Income
- AML
- FX Options
- Trading
- Foreign Exchange
- Financial Regulation
- Operational Risk
Nicholas Ralph's Summary
Nicholas Ralph, based in Zürich, ZH, CH, is currently a Investor Protection and Product Risk Lead, Compliance and Operational Risk, Global Wealth Management at UBS, bringing experience from previous roles at UBS, State Street Bank GmbH, State Street Global Markets and Mizuho International. Nicholas Ralph holds a 1996 - 2000 Bachelor of Arts (BA) (Hons) in Business Studies @ Middlesex University. With a robust skill set that includes Derivatives, Securities, Equities, Fixed Income, AML and more, Nicholas Ralph contributes valuable insights to the industry. Nicholas Ralph has 2 emails and 1 mobile phone number on RocketReach.
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