Nicholas Kee Email & Phone Number
Managing Director, Global Head of Institutional Securities Compliance and Operational Risk @ Morgan Stanley
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Nicholas Kee Location
- New York, NY, US
Nicholas Kee Work
- 2022 -now Managing Director, Global Head of Institutional Securities Compliance and Operational Risk @
- 2019 -2022 Managing Director, Global Head of Institutional Securities Compliance @
- 2017 -2019 Managing Director, Asia Chief Compliance Officer @
- 2014 -2017 Managing Director, Asia (ex Japan) Chief Compliance Officer @
- 2011 -2014 Managing Director, Asia (ex Japan) Head of Sales and Trading Compliance @
- 2004 -2011 Division Director, Macquarie Securities Group Asia (ex ANZ) Head of Compliance @
- 2001 -2004 Associate Director, Risk Management Group Compliance @
- 2000 -2001 Senior Legal Counsel @
- 1998 -2000 General Counsel @ Austraclear
- 1996 -1998 Senior Associate, Corporate and Commercial @
- 1994 -1996 Corporate Solicitor @ Resource and Industry Limited
- 1992 -1994 Solicitor, Corporate and Resources @
Nicholas Kee Education
- Macquarie Business School
PGCert in E-Commerce Management
2002 - Governance Institute of Australia
Graduate Diploma in Company Secretarial Practice
2000 - The University of Sydney Business School
Master of Business Administration (MBA)
1999 - The University of Western Australia
Bachelor of Commerce (BCom) (Accounting & Finance)
1995 - The University of Western Australia
Bachelor of Laws (LLB)
1992 - Willetton Senior High School 1982-1986
Nicholas Kee Skills
- Equities
- Investment Banking
- AML
- Investment Company Act
- Compliance
- Mergers and Acquisitions
- Series 4
Nicholas Kee Summary
- Nicholas Kee, based in New York, NY, US, is currently a Managing Director, Global Head of Institutional Securities Compliance and Operational Risk at Morgan Stanley. Nicholas Kee brings experience from previous roles at Morgan Stanley. Nicholas Kee holds a PGCert in E-Commerce Management @ Macquarie Business School. With a robust skill set that includes Equities, Investment Banking, AML, Investment Company Act, Compliance and more. Nicholas Kee has 2 emails on RocketReach.
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