Nicholas Holmes Email & Phone Number
Chief Compliance Officer @ intellicents
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Nicholas Holmes Location
- Golden, CO, US
Nicholas Holmes Work
- 2019 -now Chief Compliance Officer @
- 2017 -2019 Sales Supervision @
- 2017 -2017 Compliance - Advertising Review @
- 2015 -2017 Alternative Investment Supervision @
- 2014 -2015 Special Product Solutions Consultant @
- 2012 -2014 Regulatory Principal @ 1st Global
- 2011 -2012 Operations Analyst and Product Manager @ 1st Global
- 2010 -2011 Senior Cashier @ 1st Global
- 2007 -2010 Assistant Manager - Corporate Actions @
- 2006 -2007 Consumer Banker @
Nicholas Holmes Education
- University of St. Thomas School of Law
Master of Studies in Law (M.S.L.) (Organizational Compliance and Ethics)
2021-2023 - Colorado State University Global
Bachelor of Science - BS (Management Information Systems and Business Analytics)
2018-2020 - Dallas College
(Data Modeling/Warehousing and Database Administration)
2013-2015 - University of Nebraska at Omaha
N/A (Business, Computer Science)
2000-2001
Nicholas Holmes Summary
- Nicholas Holmes, based in Golden, CO, US, is currently a Chief Compliance Officer at intellicents. Nicholas Holmes brings experience from previous roles at Cetera Advisors LLC, Jackson, Cetera Investment Services and Great-West Financial. Nicholas Holmes holds a 2021 - 2023 Master of Studies in Law (M.S.L.) in Organizational Compliance and Ethics @ University of St. Thomas School of Law. Nicholas Holmes has 5 emails and 1 mobile phone numbers on RocketReach.
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