Nicholas Emery Email
Chief Compliance Officer @ Toscafund Asset Management LLP
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Nicholas Emery Location
- Broxbourne, GB
Nicholas Emery Work
- Chief Compliance Officer @ (February 2022 - Present)
- Compliance Officer @ (July 2021 - December 2021)
- Head Of Compliance @ Dolfin Group (November 2019 - July 2021)
- Deputy Head of Compliance @ (July 2017 - November 2019)
- UK Compliance Officer CF10, CF10A and CF11 @ Swisscanto (February 2014 - May 2017)
- Head of Central Compliance @ (October 2011 - February 2014)
- iShares Advisory Compliance @ (October 2007 - October 2011)
- Compliance Manager VP @ (May 2006 - October 2007)
- Deputy Head of Compliance @ (March 2004 - May 2006)
- Compliance Manager @ (July 2001 - May 2004)
- Finance Analyst @ (July 1997 - July 2001)
- Commercial Accountant @ Williams Lea (January 1994 - January 1997)
- Junior Essex Tennis Player @ Connought Tennis Club (January 1984 - January 1994)
Nicholas Emery Education
- Epping Forest college 1992-1994
- St Johns School 1986-1991
Nicholas Emery Skills
- AML
- Asset Management
- Customer Service
- Derivatives
- English
- Equities
- Financial Regulation
- Financial Services
- Fixed Income
- HTML
- Investments
- Management
- Microsoft Excel
- Microsoft Office
- Microsoft Word
- Outlook
- Photoshop
- PowerPoint
- Research
- Risk Management
- Teaching
- Windows
Nicholas Emery Summary
- Nicholas Emery, based in Broxbourne, GB, is currently a Chief Compliance Officer at Toscafund Asset Management LLP. Nicholas Emery brings experience from previous roles at Britannia Global Markets Limited, Dolfin Group, SEI and Swisscanto. Nicholas Emery holds a 1992 - 1994 Epping Forest college. With a robust skill set that includes AML, Asset Management, Customer Service, Derivatives, English and more. Nicholas Emery has 1 emails on RocketReach.
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