Head of Compliance Services @ (July 2004 - December 2009)
Manager Retail Themes @ (June 2000 - June 2004)
Principal Money Researcher @ (July 1996 - June 2000)
Branch Manager @ (September 1988 - July 1996)
Neil Walkling Education
University of Hull
BSc (Zoology)
1985-1988
Calday Grange Grammar School
Various
1978-1985
Neil Walkling Skills
Banking
Complaint Handling
Complaint Management
Compliance
Compliance Monitoring
Conduct risk
DB pension transfers
Distribution Models
E.U. Markets in Financial Instruments Directive (MiFID)
Equity Release
Finance
Financial Advisory
Financial Planning
Financial Promotions
Financial Risk
Financial Services
Governance
Insurance
Investments
MMR
Management
MiFID II
Mortgage
Mortgage Lending
Pensions
Portfolio Management
Protection
Quality Assurance
RDR
Remediation
Retail Banking
Risk Management
SM&CR
Suitability
TCF
Wealth Management
compliance policy
past business reviews
regulatory due diligence
s166
Neil Walkling Summary
Neil Walkling, based in England, United Kingdom, is currently a Chief Risk Officer at Amber River. Neil Walkling brings experience from previous roles at Bovill Limited, Ernst & Young, Sesame Bankhall Group and Financial Services Authority. Neil Walkling holds a 1985 - 1988 BSc in Zoology @ University of Hull. With a robust skill set that includes Banking, Complaint Handling, Complaint Management, Compliance, Compliance Monitoring and more. Neil Walkling has 2 emails on RocketReach.
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