Compliance Monitoring Officer @ (November 1997 - June 2000)
Neil Lloyd Education
Durham University
MBA
2004-2007
University of Staffordshire
BA(Hons) (Business & Financial Economics)
1994-1997
Neil Lloyd Skills
Economic Development
Financial Services
Investment Management
Auditing
Asset Managment
Operational Risk
Investments
Wealth Management
Risk Management
Financial Risk
Governance
Operational Risk Management
Portfolio Management
Corporate Governance
AML
Mutual Funds
Enterprise Risk Management
Asset Management
KYC
Stakeholder Management
Management
Internal Controls
Risk Analysis
Internal Audit
Compliance Monitoring
Financial Regulation
Regulations
FSA
Securities
Due Diligence
Fund Administration
Anti Money Laundering
Equities
Strategy
Financial Markets
Accounting
Sales
Microsoft Excel
Customer Service
u.k. Financial Services Authority Fsa
u.k. Financial Services Authority
Neil Lloyd Summary
Neil Lloyd, based in Basingstoke, GB, is currently a Head of Compliance and Risk at Hawksmoor Investment Management. Neil Lloyd brings experience from previous roles at JBR Capital, Premium Credit Limited and Thesis Asset Management PLC. Neil Lloyd holds a 2004 - 2007 MBA @ Durham University. With a robust skill set that includes Economic Development, Financial Services, Investment Management, Auditing, Asset Managment and more. Neil Lloyd has 2 emails and 1 mobile phone numbers on RocketReach.
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