Nancy Swift Email & Phone Number
Head of Enterprise Compliance @ Fidelity Investments
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Nancy Swift Location
- New York, NY, US
Nancy Swift Work
- 2021 -now Head of Enterprise Compliance @
- 2019 -2021 Wells Fargo Deputy Chief Compliance Officer, Head of Business-Aligned Compliance Teams @
- 2017 -2019 Head of Wealth and Investment Management Compliance @
- 2014 -2017 Deputy Chief Compliance Officer – Institutional and Brokerage @
- 2011 -2014 Head of Compliance, Markets @
- 2006 -2011 Head of Compliance, Private Wealth Management @
- 2004 -2006 Senior Counsel, Legal Department @
- 2001 -2004 Senior Counsel, Legal Department @
- 1994 -2001 Associate @
Nancy Swift Education
- Harvard Law School 1989-1992
- Princeton University 1985-1989
Nancy Swift Skills
- Securities Regulation
- Legal
- Dodd-Frank
- Compliance
- Risk Management
- Global Regulatory Compliance
Nancy Swift Summary
- Nancy Swift, based in New York, NY, US, is currently a Head of Enterprise Compliance at Fidelity Investments. Nancy Swift brings experience from previous roles at Wells Fargo and Deutsche Bank. Nancy Swift holds a 1989 - 1992 Harvard Law School. With a robust skill set that includes Securities Regulation, Legal, Dodd-Frank, Compliance, Risk Management and more. Nancy Swift has 3 emails and 3 mobile phone numbers on RocketReach.
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