Nancy Swift Email & Phone Number
Head of Enterprise Compliance @ Fidelity Investments
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Nancy Swift Location
- New York, NY, US
Nancy Swift Work
- 2021 -now Head of Enterprise Compliance @
- 2019 -2021 Wells Fargo Deputy Chief Compliance Officer, Head of Business-Aligned Compliance Teams @
- 2017 -2019 Head of Wealth and Investment Management Compliance @
- 2014 -2017 Deputy Chief Compliance Officer – Institutional and Brokerage @
- 2011 -2014 Head of Compliance, Markets @
- 2006 -2011 Head of Compliance, Private Wealth Management @
- 2004 -2006 Senior Counsel, Legal Department @
- 2001 -2004 Senior Counsel, Legal Department @
- 1994 -2001 Associate @
Nancy Swift Education
- Harvard Law School 1989-1992
- Princeton University 1985-1989
Nancy Swift Skills
- Securities Regulation
- Legal
- Dodd-Frank
- Compliance
- Risk Management
- Global Regulatory Compliance
Nancy Swift Summary
- Nancy Swift, based in New York, NY, US, is currently a Head of Enterprise Compliance at Fidelity Investments. Nancy Swift brings experience from previous roles at Wells Fargo and Deutsche Bank. Nancy Swift holds a 1989 - 1992 Harvard Law School. With a robust skill set that includes Securities Regulation, Legal, Dodd-Frank, Compliance, Risk Management and more. Nancy Swift has 3 emails and 3 mobile phone numbers on RocketReach.
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Others Named Nancy Swift
Nancy Swift
Owner
Mount Pleasant, SC, US
Jo-Ann Swift
Partner
McLean, VA, US
Top Fidelity Investments Employees
Tim Codrington
Managing Director of Research
Boston, MA, US
Mike Pegnato
COO, Fidelity Personal Trust Company
Swampscott, MA, US
Abby Johnson
Chairman and Chief Executive Officer
Boston, Massachusetts, United States
Michael O'Reilly
President, Fidelity Digital Assets
Boston, MA, US
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