Nancy Swift Email & Phone Number
Head of Compliance @ Fidelity Investments
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Nancy Swift Location
- New York, NY, US
Nancy Swift Work
- Head of Compliance @ (March 2021 - Present)
- Head of Enterprise Compliance @ (March 2021 - Present)
- Wells Fargo Deputy Chief Compliance Officer, Head of Business-Aligned Compliance Teams @ (November 2019 - February 2021)
- Head of Wealth and Investment Management Compliance @ (July 2017 - November 2019)
- Deputy Chief Compliance Officer – Institutional and Brokerage @ (August 2014 - July 2017)
- Head of Compliance, Markets @ (July 2011 - July 2014)
- Head of Compliance, Private Wealth Management @ (October 2006 - June 2011)
- Senior Counsel, Legal Department @ (April 2004 - September 2006)
- Senior Counsel, Legal Department @ (September 2001 - March 2004)
- Associate @ (September 1994 - August 2001)
Nancy Swift Education
- Princeton University
Bachelor's degree (School of Public and International Affairs)
1989-1992 - Harvard Law School
Doctor of Law (JD)
Nancy Swift Skills
- Securities Regulation
- Legal
- Dodd-Frank
- Compliance
- Risk Management
- Global Regulatory Compliance
Nancy Swift Summary
- Nancy Swift, based in New York, NY, US, is currently a Head of Compliance at Fidelity Investments. Nancy Swift brings experience from previous roles at Fidelity Investments and Wells Fargo. Nancy Swift holds a 1989 - 1992 Bachelor's degree in School of Public and International Affairs @ Princeton University. With a robust skill set that includes Securities Regulation, Legal, Dodd-Frank, Compliance, Risk Management and more. Nancy Swift has 3 emails and 3 mobile phone numbers on RocketReach.
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