Nancy Leo Email & Phone Number
Vice President @ Agricultural Bank of China (New York Branch)
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Nancy Leo Location
- New York, NY, US
Nancy Leo Work
- 2019 -now Vice President @
- 2014 -2019 Principal @
- 2012 -2014 Chief Compliance Officer (2012-2014) @ Wilmington Capital Securities
- 2007 -2012 Independent Compliance Management Consultant @ Compliance and Compliance Audit Independent Consultant
- 2003 -2007 Director, Office of Corporate and Regulatory Compliance @
- 1991 -2003 Director, Membership and Surveillance @
- 1988 -1989 Vice President, Management Audit and Control @ UBS Wealth Management (Formerly PaineWebber Inc., and Kidder Peabody & Company,
- 1979 -1988 Vice President, Internal Audit @
Nancy Leo Education
- Fordham University School of Law
JD
1992-1996
Nancy Leo Skills
- Compliance
- Microsoft Office
- Policy
- AML
- Program Management
- Securities
- Corporate Governance
- Risk Management
- Investments
- Corporate Law
- Governance
- Internal Controls
- Team Building
- Management
- Organizational Development
- FINRA
- Human Resources
- Banking
- Mutual Funds
- Analysis
- Financial Risk
- Financial Services
- Training
- Operational Risk
- Strategic Planning
- Budgets
- Executive Management
- Government
- KYC
- Auditing
- SEC
- Asset Management
- Finance
- Internal Audit
- Regulations
- Risk Assessment
- Performance Management
- Insurance
- Enterprise Risk Management
- Asset Managment
- Business Analysis
- Change Management
- Financial Analysis
- Coaching
- Anti Money Laundering
- Regulatory Compliance
- Accounting
- Marketing
- Microsoft Excel
- Customer Service
- Enterprise Risk
- Sales
- Wealth Management
- Organizational
- Sales Manager
Nancy Leo Summary
- Nancy Leo, based in New York, NY, US, is currently a Vice President at Agricultural Bank of China (New York Branch). Nancy Leo brings experience from previous roles at AML Compliance Solutions, LLC, Wilmington Capital Securities, Compliance and Compliance Audit Independent Consultant and The Depository Trust & Clearing Corporation. Nancy Leo holds a 1992 - 1996 JD @ Fordham University School of Law. With a robust skill set that includes Compliance, Microsoft Office, Policy, AML, Program Management and more. Nancy Leo has 5 emails and 1 mobile phone numbers on RocketReach.
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Top Agricultural Bank of China (New York Branch) Employees
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