Monisha Mapp Email & Phone Number
Vice President and Compliance Consultant @ Wells Fargo Advisors
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Monisha Mapp Location
- New York, NY, US
Monisha Mapp Work
- Vice President and Compliance Consultant @ (October 2014 - Present)
- Vice President @ (January 2013 - September 2014)
- Director, Senior Branch Examiner @ (January 2009 - December 2012)
- Vice President, Senior Branch Examiner @ Smith Barney (November 2004 - January 2009)
- Business Transformation Analyst - Six Sigma Green Belt @ (December 2003 - November 2004)
- Underwriting Associate @ HIP of Greater (February 2003 - December 2003)
- Lease Accountant @ CitiCapital (September 2001 - February 2003)
- Reconciliation Specialist @ CitiCapital and Salomon Smith Barney (January 2000 - January 2003)
- Tax Reporting Intermediate Service Representative @ Salomon Smith (February 2001 - September 2001)
Monisha Mapp Education
- Stony Brook University
BS (Applied Math & Statistics, Economics)
1996-1999 - State University of New York College of Agriculture and Technology at Morrisville
AS (Independent Studies)
1988-1990 - Fordham University School of Law
MSL (Corporate Compliance)
2021 - Bildersee
- Brooklyn Technical HS
Monisha Mapp Skills
- Analysis
- Auditing
- Broker-Dealer Compliance
- Build Strong Relationships
- Compliance
- Compliance Testing
- Due Diligence
- Equities
- FINRA
- Finance
- Financial Risk
- Financial Services
- Fixed Income
- Forensic Accounting
- Global Regulatory Compliance
- Insurance
- Internal Audit
- Internal Controls
- Investments
- Management
- Mutual Funds
- Portfolio Management
- Risk Management
- Securities
- Series 66
- Series 7
- Series 9
- Tax
- series 10
- Public Speaking
- Strategy
- Sales
- Microsoft Excel
- Project Management
Monisha Mapp Summary
- Monisha Mapp, based in New York, NY, US, is currently a Vice President and Compliance Consultant at Wells Fargo Advisors. Monisha Mapp brings experience from previous roles at J.P. Morgan, Morgan Stanley Smith Barney, Smith Barney and HIP. Monisha Mapp holds a 1996 - 1999 BS in Applied Math & Statistics, Economics @ Stony Brook University. With a robust skill set that includes Analysis, Auditing, Broker-Dealer Compliance, Build Strong Relationships, Compliance and more. Monisha Mapp has 2 emails and 2 mobile phone numbers on RocketReach.
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