Millie Guzman Email & Phone Number
Executive Director and Co-Chair of the Latino Employee Network @ Morgan Stanley
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Millie Guzman Location
- New Rochelle, NY, US
Millie Guzman Work
- 2013 -now Executive Director and Co-Chair of the Latino Employee Network @
- 2012 -2013 Vice President Policies and Training @
- 2009 -2012 Global Compliance Officer @ MF Global
- 2006 -2008 Director for Continuing Education and Legal and Compliance Department @
- 2001 -2006 Vice President of Continuing Education and Legal and Compliance Department @
- 1999 -2001 Product Training Coordinator and Marketing Department @
- 1995 -1999 Office Manager and Staff Supervisor -- Fixed Income Public Finance and Municipal Bond Department @
- 1992 -1995 Due Diligence and Quality Control Officer and Fixed Income -- Mortgage Conduit Department @
Millie Guzman Education
- New York University
Certificate, School of Continuing and Professional Studies (Group Facilitation)
2008-2008 - Empire State University
Millie Guzman Skills
- Series 7
- Compliance
- Fixed Income
- Securities
- Series 63
- Risk Management
- Program Management
- Equities
- Hedge Funds
- Alternative Investments
- Asset Managment
- Capital Markets
- Derivatives
- Trading
- Investments
- Bloomberg
- Investment Banking
- Mutual Funds
- AML
- Options
- Financial Risk
- Private Equity
- Financial Markets
- Wealth Management
- FINRA
- Back Office
- Swaps
- Structured Products
- Equity Trading
- Financial Services
- Commodity
- Trading Systems
- Asset Management
- Operational Risk
- Middle Office
- FX Options
- Bonds
- Due Diligence
- Electronic Trading
- Equity Derivatives
- ETFs
- Prime Brokerage
- Portfolio Management
- Financial Regulation
- Business Development
- Management
- Spanish
- Leadership
- Research
- Customer Service
- Strategic Planning
- Marketing
Millie Guzman Summary
- Millie Guzman, based in New Rochelle, NY, US, is currently a Executive Director and Co-Chair of the Latino Employee Network at Morgan Stanley. Millie Guzman brings experience from previous roles at RBS Markets & International Banking, MF Global and Bear Stearns Companies. Millie Guzman holds a 2008 - 2008 Certificate, School of Continuing and Professional Studies in Group Facilitation @ New York University. With a robust skill set that includes Series 7, Compliance, Fixed Income, Securities, Series 63 and more. Millie Guzman has 2 emails and 1 mobile phone numbers on RocketReach.
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