Mildred D. Location
- Orlando, FL, US
Mildred D. Work
- 2026 -now MR Distributor @
- 2020 -2025 Compliance Manager @
- 2019 -2020 Branch Compliance Manager @
- 2016 -2019 Compliance Specialist @
- 2014 -2016 E-Surveillance Analyst @
- 2013 -2014 Compliance Consultant @
- 2013 -2013 KYC Analyst @
- 2012 -2013 KYC Analyst @
- 2012 -2012 Compliance Risk Officer @
- 2012 -2012 Compliance Consultant @
- now
Mildred D. Education
- Seminole State College of Florida
Certification
2023-2026 - Brooklyn College
Bachelor of Science - BS
2008-2012
Mildred D. Skills
- Cybersecurity
- Regulatory Affairs
- Internal Audits
- Employee Training
- AML
- Financial Services
- Auditing
- Securities
- Hedge Funds
- Capital Markets
- Banking
- Mutual Funds
- Fixed Income
- Equities
- Alternative Investments
- Trading
- Risk Management
- Due Diligence
- Financial Risk
- Bonds
- Investment Banking
- Asset Management
- Options
- Financial Markets
- Investments
- Private Equity
- Portfolio Management
- Anti Money Laundering
- Series 7
- Policy
- Communication
- OFAC
- KYC
- FINRA
Mildred D. Summary
- Mildred D., based in Orlando, FL, US, is currently a MR Distributor at ACA Group. Mildred D. brings experience from previous roles at CNL Securities, Equitable, CNL Securities Corp. and AXA US. Mildred D. holds a 2023 - 2026 Certification @ Seminole State College of Florida. With a robust skill set that includes Cybersecurity, Regulatory Affairs, Internal Audits, Employee Training, AML and more. Mildred D. has 1 emails on RocketReach.
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