Mikki Schmidt Email & Phone Number
Senior Corporate Compliance Specialist @ ALLIANZ INVESTMENT MANAGEMENT LLC
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Mikki Schmidt Location
- Saint Paul, MN, US
Mikki Schmidt Work
- Senior Corporate Compliance Specialist @ (January 2020 - Present)
- Compliance Manager @ (January 2015 - January 2020)
- Senior Compliance Officer @ (October 2011 - January 2015)
- Compliance Officer @ (November 2004 - October 2011)
- Compliance Officer @ (November 2004 - October 2011)
- Business Analyst @ (March 2003 - November 2004)
- Customer Service Trainer @ (April 2000 - March 2003)
Mikki Schmidt Skills
- Communication
- Issue Management
- Corrective Actions
- Analytical Skills
- Compliance Assessments
- Regulatory Requirements
- Marketing Materials
- Internal Compliance
- CFTC
- Compliance Oversight
- Trade Compliance
- Code of Ethics
- Compliance Training
- Corporate Training
- Institutional Portfolio Management
- Investment Management
- Mutual Funds
- Financial Services
- Regulatory Compliance
- Anti Money Laundering
- Risk Assessment
Mikki Schmidt Summary
- Mikki Schmidt, based in Saint Paul, MN, US, is currently a Senior Corporate Compliance Specialist at Allianz Investment Management LLC. Mikki Schmidt brings experience from previous roles at RBC Global Asset Management (u.s.) Inc., Ameriprise Financial Services, Inc. and Columbia Threadneedle Investments, Us. With a robust skill set that includes Communication, Issue Management, Corrective Actions, Analytical Skills, Compliance Assessments and more. Mikki Schmidt has 1 emails and 1 mobile phone numbers on RocketReach.
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