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Mike Moreback Location
New York, NY, US
Mike Moreback Work
2023 -now Chief Compliance Officer @
2018 -2023 Compliance Director @
2016 -2018 Compliance Officer @
2014 -2016 Compliance Manager @
2013 -2014 Senior Compliance Officer @
2011 -2013 Supervisory and Control Officer @
2007 -2011 Compliance Officer @
Mike Moreback Education
Seton Hall University School of Law
Juris Doctor
State University of New York at Buffalo
BS (Psychology)
Mike Moreback Skills
Series 24
Securities
Series 7
Supervisory Skills
Investigations
Compliance Management
Compliance Audits
Options
Financial Services
Mutual Funds
Wealth Management
Investments
Financial Regulation
Trading
Wealth Management Services
Cash Management
Finance
Investment Management
Equities
Risk Management
FINRA
Hedge Funds
Derivatives
Banking
CFPB
SEC
Mike Moreback Summary
Mike Moreback, based in New York, NY, US, is currently a Chief Compliance Officer at Greystone. Mike Moreback brings experience from previous roles at Wells Fargo, Credit Suisse and Citi. Mike Moreback holds a Juris Doctor @ Seton Hall University School of Law. With a robust skill set that includes Series 24, Securities, Series 7, Supervisory Skills, Investigations and more. Mike Moreback has 2 emails and 2 mobile phone numbers on RocketReach.
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