Mike Herman Email & Phone Number

Chief Compliance Officer @ Apollon Wealth Management, LLC

5 free lookup(s).

Mike Herman Location

Costa Mesa, CA, US

Mike Herman Work

2021 - now Chief Compliance Officer @ Apollon Wealth Management, LLC
2017 - 2022 Registered Principal @ Cetera Advisor Networks LLC
2019 - 2021 Vice President @ Goldman Sachs

2008 - 2019 Chief Compliance Officer @ United Capital Financial Advisers, LLC
2008 - 2019 Chief Compliance Officer @ PFE Advisors, Inc
2006 - 2008 Chief Compliance Officer, Strategic Wealth Advisors Group @ The Financial Services Network
1999 - 2006 Administrative Principal @ Citi

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Mike Herman Education

University at Albany
BA (Psychology)
1994 - 1996
North Carolina State University
Marine Biology (Marine Biology)
1992 - 1993

Mike Herman Skills

FINRA
Investment Advisory
Wealth Management

Investments
Mutual Funds
Series 7
Series 24
Risk Management
Asset Managment
Retirement Planning

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Mike Herman Summary

Mike Herman, based in Costa Mesa, CA, US, is currently a Chief Compliance Officer at Apollon Wealth Management, LLC. Mike Herman brings experience from previous roles at Cetera Advisor Networks LLC, Goldman Sachs, United Capital Financial Advisers, LLC and PFE Advisors, Inc. Mike Herman holds a 1994 - 1996 BA in Psychology @ University at Albany. With a robust skill set that includes FINRA, Investment Advisory, Wealth Management, Investments, Mutual Funds and more. Mike Herman has 2 emails and 1 mobile phone numbers on RocketReach.

Mike Herman Emails

Found 2 emails

Mike Herman Phone Numbers

Found 6 phone numbers

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Others Named Mike Herman

Mike Herman

Managing Director - Reporting and Tax at MDH Partners

Atlanta, GA, US
2
- mdhpartners.com
- yahoo.com
5+
- +1 215-957-XXXX
- +1 770-805-XXXX
- +1 215-370-XXXX
- +1 517-917-XXXX
- +1 717-580-XXXX
- +1 770-805-XXXX
Mike Herman

Chief Compliance Officer at Apollon Wealth Management, LLC

Costa Mesa, CA, US
2
- yahoo.com
- apollonwealth.com
5+
- +1 561-347-XXXX
- +1 850-482-XXXX
- +1 310-207-XXXX
- +1 714-315-XXXX
- +1 561-271-XXXX
- +1 949-999-XXXX
Mike Herman

CFO at Diagnostic Healthcare Services

Friendswood, TX, US
1
- yahoo.com
5+
- +1 281-755-XXXX
- +1 214-679-XXXX
- +1 713-436-XXXX
- +1 713-436-XXXX
- +1 214-455-XXXX
- +1 972-442-XXXX
Mike Herman

President and General Manager at Culligan Ultrapure/ CWG - a division of Culligan International

Owatonna, MN, US
1
- aol.com
5+
- +1 507-214-XXXX
- +1 507-649-XXXX
- +1 253-846-XXXX
- +1 858-566-XXXX
- +1 507-645-XXXX
- +1 954-424-XXXX
Mike Herman

Intermodal Marketing Director at CSX

Florida, United States
1
- csx.com
2
- +1 617-964-XXXX
- +1 770-903-XXXX
Mike Herman

SVP, Creative Director at Mythic

Winston-Salem, NC, US
5
- yahoo.com
- hotmail.com
- rr.com
- cfl.rr.com
- mythic.us
5+
- +1 315-576-XXXX
- +1 406-234-XXXX
- +1 336-529-XXXX
- +1 636-795-XXXX
- +1 406-234-XXXX
- +1 406-456-XXXX
Mike Herman

President at Herman Family Trading Company

Kansas City, MO, US
2
- santarus.com
- pacbell.net
5+
- +1 816-309-XXXX
- +1 785-236-XXXX
- +1 816-363-XXXX
- +1 816-363-XXXX
- +1 816-363-XXXX
- +1 970-476-XXXX

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Top Apollon Wealth Management, LLC Employees

Timothy Hiscock

Founder, Portland Financial Group at Apollon Wealth Management, LLC

Portland, ME, US
1
- apollonwealth.com
2
- +1 207-650-XXXX
- +1 207-899-XXXX
Ryan Wibberley

Managing Director at Apollon Wealth Management, LLC

Rockville, MD, US
2
- gmail.com
- apollonwealth.com
5+
- +1 703-379-XXXX
- +1 302-537-XXXX
- +1 301-816-XXXX
- +1 301-812-XXXX
- +1 202-497-XXXX
- +1 202-216-XXXX
Kevin Caputo

Managing Director, Wealth Management Advisor at Apollon Wealth Management, LLC

Austin, TX, US
2
- hotmail.com
- apollonwealth.com
2
- +1 818-852-XXXX
- +1 818-802-XXXX
Jason Rosener

Managing Director at Apollon Wealth Management, LLC

Denver, CO, US
2
- gmail.com
- apollonwealth.com
1
- +1 303-859-XXXX
Mike Herman

Chief Compliance Officer at Apollon Wealth Management, LLC

Costa Mesa, CA, US
2
- yahoo.com
- apollonwealth.com
5+
- +1 561-347-XXXX
- +1 850-482-XXXX
- +1 310-207-XXXX
- +1 714-315-XXXX
- +1 561-271-XXXX
- +1 949-999-XXXX
Matthew Baltuch

Managing Director Wealth Manager at Apollon Wealth Management, LLC

New York, NY, US
5+
- gmail.com
- hotmail.com
- comcast.net
- mail.com
- charter.net
- apollonwealth.com
5+
- +1 973-723-XXXX
- +1 386-690-XXXX
- +1 646-229-XXXX
- +1 732-980-XXXX
- +1 973-867-XXXX
- +1 732-748-XXXX
Barbara Hull

Vice President Human Resources at Apollon Wealth Management, LLC

Charleston, SC, US
2
- gmail.com
- apollonwealth.com
3
- +1 843-628-XXXX
- +1 415-425-XXXX
- +1 843-743-XXXX
Dave Smith

Vice President of Compliance at Apollon Wealth Management, LLC

Palm Desert, CA, US
1
- apollonwealth.com
2
- +1 760-671-XXXX
- +1 760-219-XXXX
Robert Gorman

Founding Partner and Wealth Management Advisor at Apollon Wealth Management, LLC

Charleston, SC, US
4
- yahoo.com
- hotmail.com
- charter.net
- apollonwealth.com
5
- +1 843-557-XXXX
- +1 843-277-XXXX
- +1 843-579-XXXX
- +1 843-557-XXXX
- +1 661-257-XXXX
Michael Dolberg

Founding Partner and CEO at Apollon Wealth Management, LLC

South Carolina, United States
3
- gmail.com
- yahoo.com
- apollonwealth.com
5
- +1 843-579-XXXX
- +1 843-367-XXXX
- +1 843-277-XXXX
- +1 843-601-XXXX
- +1 414-271-XXXX
Herly Tejada

Director of Operations for BlueChip Wealth Management at Apollon Wealth Management, LLC

Miami, FL, US
1
- apollonwealth.com
5
- +1 203-232-XXXX
- +1 786-707-XXXX
- +1 203-272-XXXX
- +1 305-640-XXXX
- +1 305-336-XXXX

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