Mike Alsoraimi Email & Phone Number
Chief Compliance Officer @ Kingswood U.S.
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Mike Alsoraimi Location
- California, United States
Mike Alsoraimi Work
- Chief Compliance Officer @ (August 2018 - Present)
- Vice President - Compliance @ (December 2017 - August 2018)
- Compliance Analyst @ (April 2015 - December 2017)
- Financial Advisor @ (June 2014 - March 2015)
- Sales Manager @ Mobile Tech Supply (February 2013 - May 2014)
- Manager @ (April 2009 - January 2013)
- Equity Trader @ (October 2007 - March 2009)
Mike Alsoraimi Education
- WSLS | Western Sierra Law School
Juris Doctor (Law)
2013-2017 - University of Michigan
Political Science and Government
2003-2007
Mike Alsoraimi Skills
- Dispute Resolution
- FINRA
- Legal Compliance
- Securities Regulation
- Series 24
- Series 66
- Trading
- series 52
- series 53
- series 7
Mike Alsoraimi Summary
- Mike Alsoraimi, based in California, United States, is currently a Chief Compliance Officer at Kingswood Group US. Mike Alsoraimi brings experience from previous roles at Kingswood Group US, CUSO Financial Services, LP, Independent Capital Management and Mobile Tech Supply. Mike Alsoraimi holds a 2013 - 2017 Juris Doctor in Law @ WSLS | Western Sierra Law School. With a robust skill set that includes Dispute Resolution, FINRA, Legal Compliance, Securities Regulation, Series 24 and more. Mike Alsoraimi has 2 emails and 1 mobile phone numbers on RocketReach.
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