Michelle Kato Email & Phone Number
Deputy Chief Compliance Officer @ Arena Capital Advisors
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Michelle Kato Location
- Los Angeles, CA, US
Michelle Kato Work
- Deputy Chief Compliance Officer @ (March 2021 - Present)
- Senior Compliance Officer @ (December 2017 - March 2021)
- Compliance Consultant @ (March 2017 - December 2017)
- Compliance Manager- Corporate Compliance @ (May 2014 - December 2015)
- Compliance Consultant @ (November 2013 - May 2014)
- Senior Compliance Analyst @ (April 2004 - May 2013)
- Associate Compliance Principal @ (January 2000 - April 2004)
Michelle Kato Education
- California State University, Northridge
Bachelor of Science- Finance
Michelle Kato Skills
- Investment Advisory
- Mutual Funds
- Financial Services
- Securities
- Investments
- Trading
- AML
- Compliance Programs
- Testing
- Asset Management
- FINRA Series 7
- FINRA Series 24
- Series 63
- Series 66
- Project Management
- Email Surveillance
- Equities
Michelle Kato Summary
- Michelle Kato, based in Los Angeles, CA, US, is currently a Deputy Chief Compliance Officer at Arena Capital Advisors. Michelle Kato brings experience from previous roles at Arena Capital Advisors, Ares Management and First Pacific Advisors (FPA). Michelle Kato holds a Bachelor of Science- Finance @ California State University, Northridge. With a robust skill set that includes Investment Advisory, Mutual Funds, Financial Services, Securities, Investments and more. Michelle Kato has 4 emails and 1 mobile phone numbers on RocketReach.
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