Michele Singh Email & Phone Number
Vice President Compliance @ Gilmartin Group LLC
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Michele Singh Location
- California, United States
Michele Singh Work
- 2023 -now Vice President Compliance @
- 2023 -2023 Broker Dealer Compliance Consultant @
- 2021 -2023 Senior Compliance Officer @
- 2022 -2023 Interim Chief Compliance Officer @
- 2020 -2021 Senior Compliance Manager, Digital Services (Product Compliance) @
- 2020 -2020 Director Of Compliance @
- 2018 -2020 Compliance and Operations Analyst @
- 2013 -2018 Compliance Specialist @
- 2007 -2013 Retirement and Asset Account Manager @ D|A Financial Group
- 2006 -2007 Licensed Premier Banker II @
- 2006 -2006 Licensed Banker Program Participant @
- 2005 -2006 Personal Banker I @
Michele Singh Education
- California Polytechnic State University-San Luis Obispo
BS (Child Development)
Michele Singh Skills
- Legal Compliance
- Compliance Management
- Regulatory Requirements
- Training
- New Hires
- Code of Ethics
- Retirement
- Investments
- Retirement Planning
- Disability Insurance
- Regulatory Compliance
- Wealth Management
- Finance
- 401k
- Financial Services
- Asset Allocation
- Securities
- Sales
- Portfolio Management
- Sales Management
- Insurance
- Employee Benefits
- Life Insurance
- Series 7
- Series 66
- Series 24
- FINRA
- Asset
- Compliance
Michele Singh Summary
- Michele Singh, based in California, United States, is currently a Vice President Compliance at Gilmartin Group LLC. Michele Singh brings experience from previous roles at Prometheus Alternative Investments and Charles Schwab. Michele Singh holds a BS in Child Development @ California Polytechnic State University-San Luis Obispo. With a robust skill set that includes Legal Compliance, Compliance Management, Regulatory Requirements, Training, New Hires and more. Michele Singh has 6 emails and 11 mobile phone numbers on RocketReach.
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