Michele Singh Email & Phone Number
Vice President Compliance @ Gilmartin Group LLC
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Michele Singh Location
- California, United States
Michele Singh Work
- Vice President Compliance @ (July 2023 - Present)
- Broker Dealer Compliance Consultant @ (March 2023 - July 2023)
- Interim Chief Compliance Officer @ (January 2022 - January 2023)
- Senior Compliance Officer @ (September 2021 - March 2023)
- Senior Compliance Manager, Digital Services (Product Compliance) @ (June 2020 - August 2021)
- Director Of Compliance @ (February 2020 - June 2020)
- Compliance and Operations Analyst @ (September 2018 - February 2020)
- Compliance Specialist @ (February 2013 - September 2018)
- Retirement and Asset Account Manager @ D|A Financial Group (September 2007 - February 2013)
- Licensed Premier Banker II @ (October 2006 - September 2007)
- Licensed Banker Program Participant @ (August 2006 - October 2006)
- Personal Banker I @ (July 2005 - August 2006)
Michele Singh Education
- California Polytechnic State University-San Luis Obispo
BS (Child Development)
Michele Singh Skills
- Legal Compliance
- Compliance Management
- Regulatory Requirements
- Training
- New Hires
- Code of Ethics
- Retirement
- Investments
- Retirement Planning
- Disability Insurance
- Regulatory Compliance
- Wealth Management
- Finance
- 401k
- Financial Services
- Asset Allocation
- Securities
- Sales
- Portfolio Management
- Sales Management
- Insurance
- Employee Benefits
- Life Insurance
- Series 7
- Series 66
- Series 24
- FINRA
- Asset
- Compliance
Michele Singh Summary
- Michele Singh, based in California, United States, is currently a Vice President Compliance at Gilmartin Group LLC. Michele Singh brings experience from previous roles at Prometheus Alternative Investments and Charles Schwab. Michele Singh holds a BS in Child Development @ California Polytechnic State University-San Luis Obispo. With a robust skill set that includes Legal Compliance, Compliance Management, Regulatory Requirements, Training, New Hires and more. Michele Singh has 6 emails and 11 mobile phone numbers on RocketReach.
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