Michael Sullivan Email & Phone Number
Managing Director - Head of Compliance and Governance @ Slate Asset Management
5 free lookup(s).
Michael Sullivan Location
- Chicago, IL, US
Michael Sullivan Work
- 2023 - now Managing Director - Head of Compliance and Governance @
- 2015 - 2023 Executive Director, Registered Funds Chief Compliance Officer @
- 2014 - 2015 Compliance Consultant @ Compliance Consulting
- 2011 - 2014 Director - Compliance @ Charles Schwab
- 2009 - 2011 Compliance Analyst @ AXA Rosenberg
- 2007 - 2008 Senior Compliance Analyst, Associate Vice President @
- 2006 - 2007 Senior Compliance Manager, Vice President @
- 2003 - 2006 Senior Legal Product Manager @
- 2003 - 2003 Legal Intern @
- 2002 - 2002 Legal Intern @
- 2002 - 2002 Legal Intern - Corporate Legal Department @ Plymouth Rock Assurance Corporation
- 2001 - 2001 Law Clerk @
Michael Sullivan Education
- Northeastern University School of Law
Juris Doctor
2000 - 2003 - Vassar College
B.A. (Anthropology)
1990 - 1994
Michael Sullivan Skills
- Alternative Investments
- Investment Company Act
- FINRA
- Equities
- Microsoft Word
- Due Diligence
- Consulting
- Public Speaking
- Compliance
- Corporate Law
- Investment Advisers Act
- Securities Regulation
- Strategic Planning
- Asset Managment
- Securities
- Hedge Funds
- Mutual Funds
- AML
Michael Sullivan Summary
- Michael Sullivan, based in Chicago, IL, US, is currently a Managing Director - Head of Compliance and Governance at Slate Asset Management. Michael Sullivan brings experience from previous roles at GCM Grosvenor, Compliance Consulting, Charles Schwab and AXA Rosenberg. Michael Sullivan holds a 2000 - 2003 Juris Doctor @ Northeastern University School of Law. With a robust skill set that includes Alternative Investments, Investment Company Act, FINRA, Equities, Microsoft Word and more. Michael Sullivan has 3 emails and 3 mobile phone numbers on RocketReach.
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Top Slate Asset Management Employees
Anthony Candela
Senior Vice President
New York, NY, US
Brendan Shanahan
Managing Director
Chicago, IL, US
Neil Kaufman
Chief Administrative Officer (CAO)
Syosset, NY, US
Breno Lima
Vice President
Montreal, QC, CA
Jeff Rodgers
Managing Director
Toronto, ON, CA
Greg Jobagy
Vice President
Calgary, AB, CA
John Murray
Senior Vice President, Legal
Toronto, ON, CA
Doug Podd
Managing Director
Toronto, ON, CA
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