Michael Sulfaro Email & Phone Number

Chief Compliance Officer @ BGC Group

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Michael Sulfaro Location

New York, NY, US

Michael Sulfaro Work

Chief Compliance Officer @ (August 2013 - Present)
Director Business Management and Supervision @ (May 2012 - August 2013)
Chief Compliance Officer @ (August 2009 - April 2012)
Chief Compliance Officer @ Commerzbank Capital Markets (April 2007 - August 2009)
Chief Compliance Officer @ C.E. Unterberg Towbin LLC (September 2004 - April 2007)

Michael Sulfaro Education

Hamilton University
M.S. Business Management (Business Management)
2000-2002
Hamilton University
B.S. Business Management (Business Management)
1997-2000

Michael Sulfaro Skills

Management
Financial Services
Securities
Series 7
Equities
Investments
Capital Markets
Due Diligence
FINRA
Asset Management
Series 63
Mergers & Acquisitions
Hedge Funds
Financial Modeling
Portfolio Management
Series 24
Fixed Income
Valuation
Bloomberg
Financial Analysis
Solution Selling
SEC
Logic
Stock Exchange
Registered Investment Advisor
Anti Money Laundering
Books
Nasd
Draft
Crd
International Sales
Acting
Cost
Mlro
Derivatives
Converting
ABS
Brass
Market Making
Money Market
Arbitrage
Road
Background Checks
Legal
Reuters
Uma
Assessment
Independent Verification
Gateway
Delta
Broker Dealer
RIA
SAR
Initiation
Clearing
Auditing
Resolve
Rules
Committees
Monitors
Investment Policy
Regulators
Business Lines
Accounting
Workflow
Exams
Bonds
Profit
Legal Writing
System
Institutional Investments
Sage Act
Nyse
Reports
Investment Advisory
Strategy
Trading Desk
Level Iii
Trace
Isolating
Microsoft Office
Diligent
Testing
Risk Management
Training
Supervisory
EFP
Solution
Business Management
Documentation
Research
System Monitoring
Rigorous
Reporting
Instant Messaging
REIT
Sanction
Surveillance
Written
Structured Products
CCH
Historic
CIP
Yahoo
C
Retail
ADRs
Business Expansion
Floors
Swaps
Operations
General Securities Principal
Contractual Agreements
Investment Banking
Repos
Nasdaq
Reg
Services
Hedging
Internal Audit
Cco
Policies and Procedures
Regulations
International
Comparison
NMS
Marketing Materials
FinCEN
Streetscape
Start Ups
Oats
New York
Reviews
Electronics
Watches
Instinet
OFAC
ADP Payroll
Windows CE
Government Bonds
Compliance
Mutual Funds
Continuing Education
Wall Street
Stocks
Network Communications
Internal Controls
Organizational Review
Financial Transactions
Trading
Convertible
KYC
Mergers and Acquisitions
Dealers

Michael Sulfaro Summary

Michael Sulfaro, based in New York, NY, US, is currently a Chief Compliance Officer at BGC Partners. Michael Sulfaro brings experience from previous roles at Guggenheim Securities, Ticonderoga Securities LLC, Commerzbank Capital Markets and C.E. Unterberg Towbin LLC. Michael Sulfaro holds a 2000 - 2002 M.S. Business Management in Business Management @ Hamilton University. With a robust skill set that includes Management, Financial Services, Securities, Series 7, Equities and more. Michael Sulfaro has 2 emails and 2 mobile phone numbers on RocketReach.