Retail Compliance Officer and Surveillance and Inspections @ (January 2004 - January 2012)
Michael Stine Education
Keller Graduate School of Management of DeVry University
MBA (Finance)
2003-2006
Towson University
Bachelors of Science (Business)
2000-2002
Hamburg Area High School
Michael Stine Skills
Equities
FINRA
Series 66
Series 7
Securities
Mutual Funds
Series 24
Internal Audit
Michael Stine Summary
Michael Stine, based in Reading, PA, US, is currently a Compliance Advisor - Branch Inspections at Lincoln Investment. Michael Stine brings experience from previous roles at Janney Montgomery Scott. Michael Stine holds a 2003 - 2006 MBA in Finance @ Keller Graduate School of Management of DeVry University. With a robust skill set that includes Equities, FINRA, Series 66, Series 7, Securities and more. Michael Stine has 3 emails and 2 mobile phone numbers on RocketReach.
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