Michael Stepnowski Email & Phone Number
Director - Compliance and Operational Risk Program Manager @ UBS Group AG
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Michael Stepnowski Location
- Lindley, NY, US
Michael Stepnowski Work
- 2019 -now Director - Compliance and Operational Risk Program Manager @
- 2014 -2019 Vice President - Senior Compliance Risk Officer @
- 2013 -2014 AVP - Administrative Manager - Merrill Edge Advisory Center @
- 2010 -2013 AVP - BAI Supervision Principal Lead @
- 2009 -2010 AVP - Supervision Principal II @
- 2005 -2009 Risk Management -E-mail @
- 2003 -2005 Client Associate @
- 2000 -2003 Retirement Group Services @
Michael Stepnowski Education
- Rutgers University
BA
1996-1999 - Montclair State University 1994-1995
- Randolph HS
Michael Stepnowski Skills
- Equities
- Risk Management
- Trading
- Uniform Combined State Law
- Series 7
- FINRA
- Financial Advisory
- Investments
- Management
- Mutual Funds
- Options
- Retirement
- Securities
- Series 63
- Wealth Management
Michael Stepnowski Summary
- Michael Stepnowski, based in Lindley, NY, US, is currently a Director - Compliance and Operational Risk Program Manager at UBS. Michael Stepnowski brings experience from previous roles at Merrill Lynch. Michael Stepnowski holds a 1996 - 1999 BA @ Rutgers University. With a robust skill set that includes Equities, Risk Management, Trading, Uniform Combined State Law, Series 7 and more. Michael Stepnowski has 4 emails and 2 mobile phone numbers on RocketReach.
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