Michael Smith Email & Phone Number
President, iA Private Wealth (USA) Inc. @ iA Private Wealth USA
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Michael Smith Location
- Toronto, ON, CA
Michael Smith Work
- President, iA Private Wealth (USA) Inc. @ (May 2022 - Present)
- Chief Compliance Officer @ (May 2022 - January 2025)
- Chief Compliance Officer - iA Securities (USA) Inc. @ (July 2020 - Present)
- Director Retail Compliance iA Private Wealth -Canada @ (January 2019 - January 2023)
- Director, Retail Compliance and Chief Anti Money Laundering Officer @ (February 2019 - October 2020)
- Group Fitness Instructor @ (August 2015 - Present)
- Director Compliance, Correspondent Services @ (June 2016 - January 2019)
- Spinning Instructor @ Quad Spin (January 2008 - January 2019)
- Director Institutional Compliance @ (January 2015 - June 2016)
- Consultant: Institutional Trading Compliance @ (September 2014 - January 2015)
- Vice President, National Compliance, Chief Compliance Officer @ (September 2013 - May 2014)
- Partnership Development and Publisher Relations Manager @ (February 2012 - August 2013)
- Publishing Associate @ (February 2012 - August 2012)
- Director of Compliance @ (January 2008 - February 2012)
- Associate VP, Compliance @ (May 2006 - February 2012)
- Chair @ CLS Education Subcommittee (January 2008 - December 2010)
- Compliance Officer, Associate VP @ (March 2005 - May 2006)
- Compliance Auditor @ (November 2000 - February 2005)
Michael Smith Education
- York University - Osgoode Hall Law School
Master of Laws - LLM
2024-2026 - Western University
BA
1995-1999 - St. George's
Michael Smith Skills
- AML
- Alternative Investments
- Anti Money Laundering
- Asset Management
- Asset Managment
- Bonds
- Capital Markets
- Compliance
- Compliance Consulting
- Compliance Management
- Compliance Oversight
- Corporate Governance
- Derivatives
- Equities
- Equity Trading
- FINRA
- Finance
- Financial Markets
- Financial Planning
- Financial Regulation
- Financial Services
- Fixed Income
- Hedge Funds
- Internal Compliance
- Investment Advisory
- Investment Management
- Investments
- KYC
- Legal Compliance
- Management
- Mutual Funds
- Options
- Privacy Law
- Risk Management
- Securities
- Securities Regulation
- Series 24
- Series 7
- Strategic Financial Planning
- Wealth Management
- Strategic Planning
- Research
- Marketing
- Teaching
Michael Smith Summary
- Michael Smith, based in Toronto, ON, CA, is currently a President, iA Private Wealth (USA) Inc. at iA Private Wealth USA. Michael Smith brings experience from previous roles at iA Private Wealth USA and iA Securities. Michael Smith holds a 2024 - 2026 Master of Laws - LLM @ York University - Osgoode Hall Law School. With a robust skill set that includes AML, Alternative Investments, Anti Money Laundering, Asset Management, Asset Managment and more. Michael Smith has 3 emails and 1 mobile phone numbers on RocketReach.
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Michael Smith
President, iA Private Wealth (USA) Inc.
Toronto, ON, CA
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