Michael Oxley Email & Phone Number
Chief Compliance Officer
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Michael Oxley Location
- Texas, United States
Michael Oxley Work
- Chief Compliance Officer @ Apex Fintech Brokerage Services (December 2024 - Present)
- Deputy Chief Compliance Officer @ (April 2021 - Present)
- Interim Chief Compliance Officer @ (October 2024 - December 2024)
- Director of Client Services at Apex Clearing Corporation @ (October 2017 - April 2021)
- Director of Apex Direct Brokerage for Prime Broker and Hedge Fund and RIA Business Lines @ (September 2013 - October 2017)
- Director of Operations - Margin, Risk, and Cashiering @ (August 2012 - September 2013)
- Director of Operations - Margin, Risk, and Cashiering @ (May 2011 - August 2012)
Michael Oxley Education
- Naveen Jindal School of Management, UT Dallas
MBA (Accounting)
2009-2011 - Naveen Jindal School of Management, UT Dallas
MS (Finance)
2009-2011 - Mays Business School - Texas A&M University
Bachelor’s Degree (Finance)
1999-2003
Michael Oxley Skills
- Securities
- Risk Management
- Equities
- Options
- Trading
- Back Office
- Portfolio Management
- Finance
- Trading Systems
- Investments
- Financial Services
- Financial Risk
- Management
- Leadership
- FINRA
- Prime Brokerage
- Fixed Income
- Mutual Funds
- Financial Markets
- Securities Regulation
- Accounting
- Budgeting
- Budgets
- Business Process Improvement
- Compliance
- Compliance Management
- Creative Problem Solving
- Creative Strategy
- Customer Service
- Driving Results
- Financial Analysis
- Hedge Funds
- Legal Compliance
- Margin
- Microsoft Excel
- Microsoft Office
- Microsoft SQL Server
- Microsoft Word
- Middle Office
- Organization Skills
- People Development
- Portfolio Margin
- Problem Management
- Project Management
- Relationship Management
- Salesforce.com
- Sarbanes-Oxley Act
- Series 63
- Series 7
- Strategic Initiatives
- Strategic Planning
- Strategic Vision
- Team Building
Michael Oxley Summary
- Michael Oxley, based in Texas, United States, is currently a Chief Compliance Officer at Apex Fintech Brokerage Services. Michael Oxley brings experience from previous roles at Apex Clearing Corporation. Michael Oxley holds a 2009 - 2011 MBA in Accounting @ Naveen Jindal School of Management, UT Dallas. With a robust skill set that includes Securities, Risk Management, Equities, Options, Trading and more. Michael Oxley has 2 emails and 1 mobile phone numbers on RocketReach.
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