Michael Oxley Email & Phone Number
Chief Compliance Officer
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Michael Oxley Location
- Texas, United States
Michael Oxley Work
- 2024 -now Chief Compliance Officer @ Apex Fintech Brokerage Services
- 2021 -now Deputy Chief Compliance Officer @
- 2024 -2024 Interim Chief Compliance Officer @
- 2017 -2021 Director of Client Services at Apex Clearing Corporation @
- 2013 -2017 Director of Apex Direct Brokerage for Prime Broker and Hedge Fund and RIA Business Lines @
- 2012 -2013 Director of Operations - Margin, Risk, and Cashiering @
- 2011 -2012 Director of Operations - Margin, Risk, and Cashiering @
Michael Oxley Education
- Naveen Jindal School of Management, UT Dallas
MBA (Accounting)
2009-2011 - Naveen Jindal School of Management, UT Dallas
MS (Finance)
2009-2011 - Mays Business School - Texas A&M University
Bachelor’s Degree (Finance)
1999-2003
Michael Oxley Skills
- Securities
- Risk Management
- Equities
- Options
- Trading
- Back Office
- Portfolio Management
- Finance
- Trading Systems
- Investments
- Financial Services
- Financial Risk
- Management
- Leadership
- FINRA
- Prime Brokerage
- Fixed Income
- Mutual Funds
- Financial Markets
- Securities Regulation
Michael Oxley Summary
- Michael Oxley, based in Texas, United States, is currently a Chief Compliance Officer at Apex Fintech Brokerage Services. Michael Oxley brings experience from previous roles at Apex Clearing Corporation. Michael Oxley holds a 2009 - 2011 MBA in Accounting @ Naveen Jindal School of Management, UT Dallas. With a robust skill set that includes Securities, Risk Management, Equities, Options, Trading and more. Michael Oxley has 2 emails and 1 mobile phone numbers on RocketReach.
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